DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Corient

Independent wealth managerMiami, FloridaCRD 319448SEC 801-124978website IAPD

Legal name Corient Private Wealth LP

Latest filing Aug 21, 2026

First filing on the tape Apr 8, 2022 · 39 filings

SEC status approved since May 12, 2022

RAUM

$165B

reported, Item 5.F

Discretionary

90%

of RAUM

Private clients

95%

$158B individuals and HNW

Advisors

658

registered through the firm on IAPD

RAUM per advisor

$251M

derived; firm RAUM over IAPD count

Employees

1,537

620 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

39 filings and snapshots on the tape

RAUM$165B as of Aug 21, 2026

Mar 31, 2023$95B then

HNW client RAUM$155B as of Aug 21, 2026

Mar 31, 2023$79B then

State-registered IARs (5.B.3)494 as of Aug 21, 2026

Mar 31, 2023337 then

Employees (5.A)1,537 as of Aug 21, 2026

Mar 31, 2023825 then

Private funds: no history

RAUM +15% over the last fiscal year+20% a year over threeIARs 494 to 494

Practice profile

derived from the filing of Aug 21, 2026; every figure names its basis

Archetypes, each a printed rule

Consolidator · three or more firms absorbed (half or more of their registered advisors moved to this adviser within 14 days) in 24 months
Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients

RAUM per advisor: $251MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 39derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $7.9MderivedHNW RAUM over HNW clients
Average account: $1.5MderivedRAUM over accounts (5.F.2.f)
Discretionary: 90%derivedof RAUM
Institutional: 2.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 2.3derivedItem 5.A over advisors
Advisors per office: 17.8derived37 offices incl. principal (1.F.5)
RAUM growth, one year: +15%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: +7.7%derived
Compensation: percentage of assets, hourly, fixed fees, otherreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, publications, educational seminarsreportedItem 5.G
Financial planning clients: 16,000reportedItem 5.H
Wrap fee program: participatesreportedItem 5.I
Custody: $80B, 18,566 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Firms absorbed, 24 months: 9derivedhalf or more of a firm's advisors moved here within 14 days
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person acts as qualified custodian (9.D.2)
marketing includes testimonials (5.L.1.c)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$155B94%
Charitable organizations$3.5B2.1%
Individuals$2.7B1.6%
Corporations and businesses$2.2B1.3%
Pension and profit-sharing plans$1.2B0.7%
Other investment advisers$245M0.1%
Insurance companies$86.0M0.1%
Investment companies$73.8M0.0%
Banks and thrifts$1.0M0.0%

Individual clients: 6,392reported
HNW clients: 19,571reported
Pension plan clients: 97reported
Charitable clients: 311reported
Accounts: 113,752reported
Financial planning clients: 16,000reported
Wrap fee programs: $0 sponsored, $104M managedreported
Custody of client assets: $80B for 18,566 clientsreported
Compensation: % of AUM, fixed, hourlyreported
Class basis: private_client_share=0.95 fund_share=0.0 institutional_share=0.03 related_bd=true related_bank=true bd_reps=0.0 bank_owner=falsederived

Advisors registered through the firm

652 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Erik Henry NelsonCertified Financial Planner	San Diego, Ca	Sep 15, 2022	10 y	3
Brett Ryan PernicanoCertified Financial Planner, Chartered Financial Consultant	San Diego, Ca	Sep 15, 2022	21 y	2
Anna E. DiazCertified Financial Planner	San Diego, Ca	Sep 15, 2022	28 y	3
Jacob Thomas ErlendsonCertified Financial Planner, Chartered Financial Analyst	San Diego, Ca	Sep 15, 2022	20 y	1
Jeffrey Michael GohslerCertified Financial Planner, Chartered Financial Analyst	San Diego, Ca	Sep 15, 2022	19 y	1
Michael Nowlan StraussCertified Financial Planner	San Diego, Ca	Sep 15, 2022	14 y	3
Michael S BrownCertified Financial Planner, Chartered Financial Analyst	Nashville, Tn	Sep 15, 2022	14 y	1
Raymond Mark WernigCertified Financial Planner	San Diego, Ca	Sep 15, 2022	11 y	1
Matthew Ross AdamsCertified Financial Planner	San Diego, Ca	Sep 15, 2022	13 y	3
John Michael PetersCertified Financial Planner, Chartered Financial Analyst	San Diego, Ca	Sep 15, 2022	16 y	2
Kendrick Akira Uyeda	San Diego, Ca	Sep 15, 2022	28 y	1
Andrew Haines McnamaraCertified Financial Planner	San Diego, Ca	Sep 15, 2022	11 y	3
Robert H. BortnickChartered Financial Analyst	Boston, Ma	Oct 4, 2022	38 y	2
Alexander Hallowell MartinCertified Financial Planner	Boston, Ma	Oct 7, 2022	18 y	0
Joshua Logan MonroeCertified Financial Planner, Chartered Financial Consultant	Atlanta, Ga	Oct 11, 2022	15 y	2
Brett Michael CovertCertified Financial Planner	Charlotte, Nc	Oct 11, 2022	18 y	6
Ryan Andrew HalpernCertified Financial Planner, Personal Financial Specialist	Atlanta, Ga	Oct 11, 2022	13 y	1
Kenneth Warren PoeCertified Financial Planner	Charlotte, Nc	Oct 11, 2022	21 y	3
Nathaniel David CorbittCertified Financial Planner, Chartered Financial Analyst	Atlanta, Ga	Oct 11, 2022	15 y	1
Herman Edward FreitagCertified Financial Planner	Charlotte, Nc	Oct 11, 2022	12 y	1
Rhett Chase MouchetCertified Financial Planner	Atlanta, Ga	Oct 11, 2022	16 y	3
Tenley Elizabeth DesjardinsCertified Financial Planner, Personal Financial Specialist	Charlotte, Nc	Oct 11, 2022	14 y	2
Brett Stephen MillerCertified Financial Planner	Charlotte, Nc	Oct 11, 2022	19 y	2
Christopher Lee BolandCertified Financial Planner	Atlanta, Ga	Oct 11, 2022	12 y	2
Lisa Lorraine BrownCertified Financial Planner	Atlanta, Ga	Oct 11, 2022	26 y	5
Jason Robert CrossCertified Financial Planner	Charlotte, Nc	Oct 11, 2022	12 y	2
Charles Lovett JordanCertified Financial Planner	Atlanta, Ga	Oct 11, 2022	18 y	1
Thomas William FarmerCertified Financial Planner	Charlotte, Nc	Oct 11, 2022	19 y	3
Eric Alexander HarbertCertified Financial Planner	Charlotte, Nc	Oct 11, 2022	13 y	3
Nicholas Richard GaskellChartered Financial Analyst	Boston, Ma	Oct 12, 2022	18 y	1
Jennifer A EustanceChartered Financial Analyst	Boston, Ma	Oct 12, 2022	20 y	3
Judith A CrannaChartered Financial Analyst	Boston, Ma	Oct 12, 2022	18 y	0
Robert Clarke QuinnCertified Financial Planner, Chartered Financial Analyst	Boston, Ma	Oct 12, 2022	33 y	0
James A GilloranCertified Financial Planner	Boston, Ma	Oct 12, 2022	14 y	2
Duke Eric LaflammeChartered Financial Analyst	Boston, Ma	Oct 12, 2022	28 y	0
Antoinette E Russell	Boston, Ma	Oct 19, 2022	24 y	2
Derrick Joseph GoodenowCertified Financial Planner	Wayne, Pa	Nov 2, 2022	11 y	1
Justin Matthew SpikeCertified Financial Planner	Wayne, Pa	Nov 2, 2022	12 y	2
Alyssa Marie OtwayCertified Financial Planner	Wayne, Pa	Nov 2, 2022	10 y	1
Casey Zistel ShureCertified Financial Planner	Wayne, Pa	Nov 2, 2022	19 y	2

All 652 advisors at Corient

Advisor movement

19 left, 93 joined in 12 months

net +74 in 12 months5 left in 90 days45 joined in 90 daysdeparture rate 2.9% of current headcount71 left over 36 months

Left, latest

Alfred Slatten Bryant to Mesirow Financial Investment Management, Inc.
Sep 3, 2026 · RIA to RIA
William Carroll Vaughan to Ritholtz Wealth Management
Sep 3, 2026 · RIA to RIA
Eric A Smith to Ritholtz Wealth Management
Aug 10, 2026 · RIA to RIA
Grant David Clary to Mariner
Jul 28, 2026 · RIA to affiliated broker-dealer or bank
Jeremy Lam to Goldstone Financial Group, LLC
Jul 7, 2026 · RIA to RIA
Mia J Werner to D.A. Davidson & Co.
Jun 2, 2026 · RIA to RIA
John Robert Beck to Mai Capital Management, LLC
Apr 7, 2026 · RIA to RIA
Vincent Anthony Damiani to Entrewealth
Apr 1, 2026 · RIA to RIA
Pablo Sotomayor to Cambridge Investment Research Advisors, Inc.
Apr 1, 2026 · RIA to affiliated broker-dealer or bank
Talia Rose Calhoun to Sunnybranch Wealth LLC
Apr 1, 2026 · RIA to a state-registered adviser
Tyler Garrett Leal to Willis Johnson Wealth
Mar 10, 2026 · RIA to RIA
Owen David Rosebeck to Iconiq Capital, LLC
Mar 2, 2026 · Other
Avanti Deon to Northwestern Mutual Investment Services,LLC
Feb 18, 2026 · Other
Ralph Marvin Segall to William Blair & Company L.L.C.
Jan 12, 2026 · RIA to affiliated broker-dealer or bank
John Merrill Lafferty to William Blair & Company L.L.C.
Jan 12, 2026 · RIA to affiliated broker-dealer or bank

Joined, latest

Shaelyn Sommer Boyer from Fisher Investments
Sep 16, 2026 · RIA to RIA
Nima Alexander Movassaghi from Freestone Capital Management, LLC
Sep 15, 2026 · RIA to RIA
Everett B Coulter from Birchbrook
Sep 8, 2026 · RIA to RIA
Earle William Jarden from Beacon Trust
Sep 2, 2026 · RIA to RIA
Kevin Jesse Mccall from Valic Financial Advisors, Inc.
Aug 31, 2026 · Affiliated broker-dealer or bank to independent RIA
Adam Hulen Crumpler from J.P. Morgan Securities LLC
Aug 28, 2026 · Wirehouse to independent RIA
Peter Eliot Robbins from H.M. Payson
Aug 27, 2026 · RIA to RIA
Timothy P Griffin from H.M. Payson
Aug 26, 2026 · RIA to RIA
Randal Lawrence Golden from Vivaldi Capital Management LP
Aug 25, 2026 · RIA to RIA
David Reed Hines from H.M. Payson
Aug 21, 2026 · RIA to RIA
Thomas Madigan Pierce from H.M. Payson
Aug 20, 2026 · RIA to RIA
Margaret C Reinfried from H.M. Payson
Aug 18, 2026 · RIA to RIA
B. Frank Voigt from Kestra Advisory Services, LLC
Aug 18, 2026 · Affiliated broker-dealer or bank to independent RIA
James Olver Flower from H.M. Payson
Aug 17, 2026 · RIA to RIA
John Severin Beliveau from H.M. Payson
Aug 14, 2026 · RIA to RIA

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

2 left for William Blair & Company L.L.C.
Jan 12, 2026 · Chicago, Il
2 left for Rockefeller Capital Management
Nov 4, 2024 · Seattle, Wa
2 left for Advisors Capital Management, LLC
Jul 19, 2023 · New York, Ny

8 joined from H.M. Payson
Aug 20, 2026 · Portland, Me · Firm absorbed
2 joined from Mrwm Capital Management, LLC
Aug 7, 2026 · Nashville, Tn
2 joined from Beacon Trust
Jul 21, 2026 · Morristown, Nj
3 joined from Kestra Advisory Services, LLC
Jul 14, 2026 · Dallas, Tx
19 joined from Vivaldi Capital Management LP
Jun 17, 2026 · Chicago, Il · Firm absorbed
3 joined from Vivaldi Capital Management LP
Jun 16, 2026 · Fishers, In
3 joined from Strategic Advisers LLC
Apr 24, 2026 · Boston, Ma
4 joined from Palo Alto Wealth Advisors, LLC
Feb 10, 2026 · Palo Alto, Ca · Firm absorbed

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

William Scott Akins · General Counselcontrol
since 06/2022 · owns less than 5%
Chad Stephen Estep · Chief Compliance Officercontrol
since 08/2023 · owns less than 5%
Lawrence Curle Leonard Gullan · Chief Operating Officercontrol
since 10/2022 · owns less than 5%
Lee Darren Henderson · Head Of US Wealth Advisory Operationscontrol
since 03/2025 · owns less than 5%
Mark Andrew Holmberg · Head Of Solutionscontrol
since 03/2023 · owns less than 5%
Kurt Macalpine · Chief Executive Officercontrol
since 03/2022 · owns less than 5%
Lynn Julie Silcox · Chief Marketing Officercontrol
since 03/2022 · owns less than 5%
Francisco Tobias Marin · Chief Financial Officercontrol
since 07/2024 · owns less than 5%
Yoshi Peter Watson · Head Of Alternativescontrol
since 07/2023 · owns less than 5%

Entity owners

Corient Partners LLC · Owner
direct · owns 75% or more
Corient Partners LP · Owner
direct · owns 75% or more
Ci Financial Corp · Owner
indirect · owns 75% or more of Corient Holdings Inc · public reporting company
Corient Holdings Inc · Owner
indirect · owns 75% or more of Corient Management LLC
Corient Management LLC · Owner
indirect · owns 75% or more of Corient Partners LLC

Related persons

Schedule D 7.A

Assante Capital Management Ltd
broker-dealerinvestment advisern
Assante Financial Management Ltd
broker-dealern
Cabana Asset Management
investment adviserreal estatenRAUM $472M
Columbia Pacific Advisors, LLC
investment advisernRAUM $1.5B
Corient Gp, LLC
pooled vehicle sponsory
Corient Ia LP
investment adviseryRAUM $5.1B
Corient Trust Company, LLC
y
Glasfunds, LLC
investment adviserbanknRAUM $3.3B
One Capital Management, LLC
investment adviserreal estatenRAUM $8.5B
Segall Bryant & Hamill
investment advisernRAUM $23B
Roosevelt Investments
investment adviseryRAUM $2.7B

Advisers that list Corient as a related person

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out
Chicago, Il	61	26	4	1
New York, Ny	61	9	0
Dallas, Tx	50	10	1
Houston, Tx	39	5	1
Seattle, Wa	33	5	0
San Diego, Ca	30	3	1
Boston, Ma	30	8	0
Morristown, Nj	29	3	2
Columbus, Oh	25	1	0
Itasca, Il	24	3	1
San Francisco, Ca	21	7	0
Tulsa, Ok	20	20	1
Newport Beach, Ca	18	4	0
Atlanta, Ga	17	1	0
Menlo Park, Ca	17	3	2
Wayne, Pa	16	1	0
St Petersburg, Fl	16	1	0
Portland, Me	14	14	0
Charlotte, Nc	13	0	1
Indianapolis, In	13	4	0

All 44 offices

Post-acquisition retention

advisors of absorbed firms still registered here after the move

Firms absorbed: 29 since 2015, 9 in 24 monthsderived
Advisors acquired: 264derived
Still registered after 90 days: 94% of 256derived
After 180 days: 93% of 237derived
After 365 days: 90% of 215derived
After 730 days: 87% of 197derived
Team lift-outs after: 39derivedteams that left this firm within two years of an absorption

Lower bound: a person who left the industry is on neither side of the tape, and a re-registration to an affiliated CRD of the same group counts as a departure.

Offices

Schedule D 1.F, the 25 largest

Itasca, IL49 employees
New York, NY48 employees
Morristown, NJ39 employees
Dallas, TX30 employees
Chicago, IL28 employees
Seattle, WA28 employees
San Diego, CA27 employees
Columbus, OH25 employees
Houston, TX25 employees
Atlanta, GA23 employees
Boston, MA21 employees
Menlo Park, CA18 employees
Newport Beach, CA16 employees
Wayne, PA15 employees
San Antonio, TX15 employees
St. Petersburg, FL14 employees
Houston, TX11 employees
Shaker Heights, OH10 employees
Indianapolis, IN10 employees
Birmingham, MI8 employees
Seattle, WA7 employees
Weston, FL5 employees
Fort Lauderdale, FL5 employees
Denver, CO1 employees
Charlotte, NC1 employees

ADV anomalies

1 against comparable advisers; where to look, not conclusions

control person changedChange between filings · filing Aug 21, 2026
HENDERSON, DARREN, LEE (HEAD OF US WEALTH ADVISORY OPERATIONS) appeared on Schedule A between the filings of 2024-07-31 and 2026-08-21
peers: independent wealth managers, $20B and over (84)

How anomalies are measured

What changed

consecutive filings, newest first

Advisory activities · 9 to 8
Mar 31, 2026 to Jul 8, 2026
HQ state · IL to FL
Mar 31, 2026 to Jul 8, 2026
Legal name · CORIENT PRIVATE WEALTH LLC to CORIENT PRIVATE WEALTH LP
Mar 31, 2026 to Jul 8, 2026
Organization form · Limited Liability Company to Limited Partnership
Mar 31, 2026 to Jul 8, 2026
Accounts · 109,685 to 113,752
Oct 7, 2025 to Mar 31, 2026
Charity clients · 425 to 311
Oct 7, 2025 to Mar 31, 2026
Corporate clients · 199 to 164
Oct 7, 2025 to Mar 31, 2026
HNW clients · 16,688 to 19,571
Oct 7, 2025 to Mar 31, 2026
Individual clients · 7,423 to 6,392
Oct 7, 2025 to Mar 31, 2026
Pension plan clients · 91 to 97
Oct 7, 2025 to Mar 31, 2026
Pooled vehicle clients · 8 to 0
Oct 7, 2025 to Mar 31, 2026
Assets in custody · $49B to $80B
Oct 7, 2025 to Mar 31, 2026
Employees · 1,181 to 1,537
Oct 7, 2025 to Mar 31, 2026
HQ state · FL to IL
Oct 7, 2025 to Mar 31, 2026
Discretionary RAUM · $129B to $148B
Oct 7, 2025 to Mar 31, 2026
HNW RAUM · $122B to $155B
Oct 7, 2025 to Mar 31, 2026
Individual RAUM · $8.4B to $2.7B
Oct 7, 2025 to Mar 31, 2026
Non-discretionary RAUM · $14B to $17B
Oct 7, 2025 to Mar 31, 2026
Pension RAUM · $1.3B to $1.2B
Oct 7, 2025 to Mar 31, 2026
Pooled vehicle RAUM · $283M to $0
Oct 7, 2025 to Mar 31, 2026
RAUM · $144B to $165B
Oct 7, 2025 to Mar 31, 2026
Wrap assets (manager) · $100M to $104M
Oct 7, 2025 to Mar 31, 2026
Accounts · 97,020 to 109,685
Jan 21, 2025 to Mar 31, 2025
Advisory employees · 476 to 620
Jan 21, 2025 to Mar 31, 2025
Advisory activities · 10 to 9
Jan 21, 2025 to Mar 31, 2025
Charity clients · 651 to 425
Jan 21, 2025 to Mar 31, 2025
Corporate clients · 715 to 199
Jan 21, 2025 to Mar 31, 2025
HNW clients · 16,961 to 16,688
Jan 21, 2025 to Mar 31, 2025
Individual clients · 10,581 to 7,423
Jan 21, 2025 to Mar 31, 2025
Pension plan clients · 351 to 91
Jan 21, 2025 to Mar 31, 2025
Pooled vehicle clients · 27 to 8
Jan 21, 2025 to Mar 31, 2025
Assets in custody · $46B to $49B
Jan 21, 2025 to Mar 31, 2025
Employees · 845 to 1,181
Jan 21, 2025 to Mar 31, 2025
Insurance-licensed employees · 3 to 5
Jan 21, 2025 to Mar 31, 2025
Financial planning clients · More than 500 to More than 500
Jan 21, 2025 to Mar 31, 2025
State-registered IARs · 459 to 494
Jan 21, 2025 to Mar 31, 2025
Other offices · 39 to 36
Jan 21, 2025 to Mar 31, 2025
Discretionary RAUM · $105B to $129B
Jan 21, 2025 to Mar 31, 2025
HNW RAUM · $98B to $122B
Jan 21, 2025 to Mar 31, 2025
Individual RAUM · $7.7B to $8.4B
Jan 21, 2025 to Mar 31, 2025

Signals

60 dated events

Shaelyn Sommer Boyer registered as an investment adviser representative at Corient
Sep 16, 2026 · Advisor registered · fact
Aaron Jay Fleishman no longer holds an investment adviser registration (last listed at Corient on the 2026-09-16 feed)
Sep 16, 2026 · Advisor registration ended · derived
Nima Alexander Movassaghi registered as an investment adviser representative at Corient
Sep 15, 2026 · Advisor registered · fact
William Carroll Vaughan left Corient for Ritholtz Wealth Management (registered 2026-09-03)
Sep 3, 2026 · Advisor changed firm · fact
Alfred Slatten Bryant left Corient for Mesirow Financial Investment Management, Inc. (registered 2026-09-11)
Sep 3, 2026 · Advisor changed firm · fact
H.M. Payson's advisors moved to Corient (Portland, ME): 8 of 9 registered, within 6 days
Aug 20, 2026 · Firm absorbed (people side) · derived
Eric A Smith left Corient for Ritholtz Wealth Management (registered 2026-08-17)
Aug 10, 2026 · Advisor changed firm · fact
2 advisors left Mrwm Capital Management, LLC (Nashville, TN) for Corient on the same day
Aug 7, 2026 · Team lift-out · derived
Grant David Clary left Corient for Mariner (registered 2026-07-28)
Jul 28, 2026 · Advisor changed firm · fact
2 advisors left Beacon Trust (Morristown, NJ) for Corient on the same day
Jul 21, 2026 · Team lift-out · derived
3 advisors left Kestra Advisory Services, LLC (Dallas, TX) for Corient on the same day
Jul 14, 2026 · Team lift-out · derived
Jeremy Lam left Corient for Goldstone Financial Group, Llc (registered 2026-08-02)
Jul 7, 2026 · Advisor changed firm · fact
Vivaldi Capital Management LP's advisors moved to Corient (Chicago, IL): 21 of 23 registered, a day apart
Jun 17, 2026 · Firm absorbed (people side) · derived
2 advisors left Vivaldi Capital Management LP (Fishers, IN) for Corient a day apart
Jun 16, 2026 · Team lift-out · derived
Mia J Werner left Corient for D.A. Davidson & Co. (registered 2026-05-26)
Jun 2, 2026 · Advisor changed firm · fact
3 advisors left Strategic Advisers LLC (Boston, MA) for Corient on the same day
Apr 24, 2026 · Team lift-out · derived
John Robert Beck left Corient for Mai Capital Management, Llc (registered 2026-05-05)
Apr 7, 2026 · Advisor changed firm · fact
Talia Rose Calhoun left Corient for Sunnybranch Wealth Llc (registered 2026-04-27)
Apr 1, 2026 · Advisor changed firm · fact
Vincent Anthony Damiani left Corient for Entrewealth (registered 2026-04-15)
Apr 1, 2026 · Advisor changed firm · fact
Pablo Sotomayor left Corient for Cambridge Investment Research Advisors, Inc. (registered 2026-04-03)
Apr 1, 2026 · Advisor changed firm · fact
Tyler Garrett Leal left Corient for Willis Johnson Wealth (registered 2026-04-08)
Mar 10, 2026 · Advisor changed firm · fact
Owen David Rosebeck left Corient for Iconiq Capital, Llc (registered 2026-07-07)
Mar 2, 2026 · Advisor changed firm · fact
Avanti Deon left Corient for Northwestern Mutual Investment Services,Llc (registered 2026-07-15)
Feb 18, 2026 · Advisor changed firm · fact
Palo Alto Wealth Advisors, LLC's advisors moved to Corient (Palo Alto, CA): 4 of 4 registered, on the same day
Feb 10, 2026 · Firm absorbed (people side) · derived
John Merrill Lafferty left Corient for William Blair & Company L.L.C. (registered 2025-12-12)
Jan 12, 2026 · Advisor changed firm · fact
Ralph Marvin Segall left Corient for William Blair & Company L.L.C. (registered 2025-12-12)
Jan 12, 2026 · Advisor changed firm · fact
2 advisors left Corient (Chicago, IL) for William Blair & Company L.L.C. on the same day
Jan 12, 2026 · Team lift-out · derived
Anton Thomas Schirmang left Corient for Calamos Wealth Management Llc (registered 2025-12-12)
Dec 8, 2025 · Advisor changed firm · fact
Rohit Bharat Mansukhani left Corient for Summitry, Llc (registered 2026-07-15)
Oct 16, 2025 · Advisor changed firm · fact
Bristlecone Advisors LLC's advisors moved to Corient (Bellevue, WA): 8 of 8 registered, within 8 days
Oct 6, 2025 · Firm absorbed (people side) · derived

Across DFX

shared identifiers only, never a name match

Corient · Private Equity
shared crd · intermediary

How to reach

public business contact points only, each with its source

Firm profile: linkedin.com/company/corientprivatewealthreportedpublic record, Form ADV, Sep 17, 2026
Website: corient.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: (305) 735-2020reportedpublic record, Form ADV, Aug 21, 2026
Contact form: corient.com/us/en/contact-usreportedpublished by the firm, firm site, Sep 17, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $251Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026