DFX Intelligence

RIA Intelligence

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Firm absorbed

5 advisors left J•••••• F•••••••• M••••••••• for M••••• G••••• A••••••• I•••

independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
AdvisorBranchLeftRegistered
Caleb Samuel RodriguezCosta Mesa, CaMar 27, 2020Oct 7, 2019
Christopher James RogersCosta Mesa, CaMar 27, 2020Oct 7, 2019
James Allen ShantonCosta Mesa, CaMar 27, 2020Oct 7, 2019
Rudolph Edward BrandesCosta Mesa, CaMar 27, 2020Oct 7, 2019
Tracy Oliff JacksonNewport Beach, CaMar 27, 2020Oct 7, 2019
The rule
Registrations ended
Mar 27, 2020
Registered next
Oct 7, 2019
Branch state
CA
Cities
2, most in Costa Mesa, Ca
Registered there that day
5 (people still on IAPD; an estimate)
Share of that headcount
100%
Succession by the destination
none on the tape
Other teams out of J•••••• F•••••••• M•••••••••Other teams into M••••• G••••• A••••••• I•••