DFX Intelligence

RIA Intelligence

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Firm absorbed

7 advisors left P••••• P•••••• C•••••• M••••••••• L•• for W••••• E••••••••• A••••••• S•••••••• L••

independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
AdvisorBranchLeftRegistered
Jennifer Stimpson YingPacifica, CaJun 4, 2021Jun 1, 2021
Kendra Dawn BarankoPacifica, CaJun 4, 2021Jun 1, 2021
Lily L KuSan Marino, CaJun 4, 2021Jun 1, 2021
Mindy Lee YingSan Marino, CaJun 4, 2021Jun 1, 2021
Stephanie Xiaoqian ChangPacifica, CaJun 4, 2021Jun 1, 2021
Jeremy William ChangPacifica, CaJun 8, 2021Jun 1, 2021
Sonny Cheng-I LinPacifica, CaJun 8, 2021Jun 1, 2021
The rule
Registrations ended
Jun 4, 2021 to Jun 8, 2021
Registered next
Jun 1, 2021
Branch state
CA
Cities
2, most in P••••••A, Ca
Registered there that day
7 (people still on IAPD; an estimate)
Share of that headcount
100%
Succession by the destination
none on the tape
Other teams out of P••••• P•••••• C•••••• M••••••••• L••Other teams into W••••• E••••••••• A••••••• S•••••••• L••