DFX Intelligence
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Channel change (one enterprise)
2 advisors moved from L•••••••• T••••••• A•••• M••••••••• I•• to O•••• W•••••• I•••
Not a lift-out: both firms report The Berlinski Family 2006 Trust as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
mixed wealthtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Matthew John Bragg | New York, Ny | Jun 5, 2023 | Jun 14, 2024 |
| Sean Timothy Mannello | New York, Ny | Jun 5, 2023 | Aug 2, 2023 |
The rule
- Registrations ended
- Jun 5, 2023
- Registered next
- Aug 2, 2023 to Jun 14, 2024
- Branch state
- NY
- Cities
- 1, most in New York, Ny
- Registered there that day
- 15 (people still on IAPD; an estimate)
- Share of that headcount
- 13%
- One enterprise because
- both firms report The Berlinski Family 2006 Trust as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape