DFX Intelligence

RIA Intelligence

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Firm absorbed

4 advisors left P••••••• S•••• A•• A••••• I••• for P••••••• F•••••••• S•••••••• I•••

independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
AdvisorBranchLeftRegistered
Kallie Nicole RawsonRedlands, CaJan 17, 2024Jan 18, 2024
Charles Edward PainterRedlands, CaJan 19, 2024Jan 22, 2024
David Eugene SmithRedlands, CaJan 19, 2024Jan 22, 2024
Jeffrey Paul AmbergRedlands, CaJan 19, 2024Jan 22, 2024
The rule
Registrations ended
Jan 17, 2024 to Jan 19, 2024
Registered next
Jan 18, 2024 to Jan 22, 2024
Branch state
CA
Cities
1, most in Redlands, Ca
Registered there that day
4 (people still on IAPD; an estimate)
Share of that headcount
100%
Succession by the destination
none on the tape
Other teams out of P••••••• S•••• A•• A••••• I•••Other teams into P••••••• F•••••••• S•••••••• I•••