DFX Intelligence
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Team lift-out
2 advisors left G••••• I••••••••• M••••••••• L•• for C••••••• P•••••••
independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Hector Kenneth Cervantes | Santa Clara, Ca | Sep 11, 2025 | Aug 29, 2025 |
| Peter Edward Grassi | Santa Clara, Ca | Sep 11, 2025 | Aug 29, 2025 |
The rule
- Registrations ended
- Sep 11, 2025
- Registered next
- Aug 29, 2025
- Branch state
- CA
- Cities
- 1, most in Santa Clara, Ca
- Registered there that day
- 2 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- Succession by the destination
- none on the tape