DFX Intelligence
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Team lift-out
2 advisors left R•• W••••• M••••••••• for E••••••• C•••••• A•••••••• L••
independent RIAtono RAUMRIA to a newly registered adviserderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Robert J Swindaman | New Philadelphia, Oh | Oct 2, 2024 | Sep 24, 2025 |
| Stephen Neil Frank | New Philadelphia, Oh | Oct 2, 2024 | Sep 24, 2025 |
The rule
- Registrations ended
- Oct 2, 2024
- Registered next
- Sep 24, 2025
- Branch state
- OH
- Cities
- 1, most in New Philadelphia, Oh
- Registered there that day
- 10 (people still on IAPD; an estimate)
- Share of that headcount
- 20%
- Succession by the destination
- none on the tape