DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

E••••••• C•••••• A•••••••• L••

Independent wealth managerAurora, OhioCRD 337827SEC 801-134253websiteIAPD
Latest filing Jun 15, 2026
First filing on the tape Jul 29, 2025 · 5 filings
SEC status approved since Aug 29, 2025
RAUM
$176M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$176M individuals and HNW
Advisors
10
registered through the firm on IAPD
RAUM per advisor
$17.6M
derived; firm RAUM over IAPD count
Employees
14
9 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$176M as of Jun 15, 2026
Jul 29, 2025$0 then
HNW client RAUM$92.9M as of Jun 15, 2026
Jul 29, 2025$0 then
State-registered IARs (5.B.3)9 as of Jun 15, 2026
Jul 29, 20259 then
Employees (5.A)14 as of Jun 15, 2026
Jul 29, 202514 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jun 15, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
RAUM per advisor
$17.6MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
43derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.9MderivedHNW RAUM over HNW clients
Average account
$411,228derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.4derivedItem 5.A over advisors
Advisors per office
2.5derived4 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, publications, educational seminarsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$92.9M53%
  • Individuals$83.5M47%
Individual clients
381reported
HNW clients
48reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
429reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=9.0derived
Advisors registered through the firm
10 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
R••••• K•••• M••••Mentor, Oh Nov 26, 199933 y1
S•••••• N••• F••••Aurora, Oh Jan 24, 200836 y3
M•••••• A•••••• E••••••••Dublin, Oh Mar 9, 202229 y4
J•••••••• M•••••• O•••Certified Financial PlannerAurora, Oh Mar 9, 202210 y2
J•••• R• A•••••Dublin, Oh Mar 9, 202215 y3
D••••• S•••••••••Aurora, Oh Jun 23, 202230 y5
J•••• E••••• Z•••Aurora, Oh Apr 5, 202335 y4
R••••• J• S••••••••Certified Financial PlannerDublin, Oh May 15, 202317 y5
A•••••••• K••••Dublin, Oh Aug 8, 202310 y1
N••• P••• A••••••Aurora, Oh Jul 18, 202411 y1
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Every departureEvery arrival
    Teams: two or more advisors moving together within fourteen days, from one state
      Teams outTeams in
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • A•••••• J••••• R• · Chief Financial Officercontrol
        since 07/2025 · owns less than 5%
      • D••••• L•••• K• · Chief Compliance Officercontrol
        since 03/2026 · owns less than 5%
      • E••••••••• M••••••• A•••••• · Chief Executive Officercontrol
        since 07/2025 · owns less than 5%
      • O•••• J••••••••• M•••••• · Partnercontrol
        since 07/2025 · owns less than 5%
      Entity owners
      • E•• H•••••••• L•• · Owner
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Office movement
      IAPD branch city; joins and departures in 12 months
      OfficeAdvisorsJoinedLeftTeams outForming
      Aurora, Oh · principal10102
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 0 to 429
        Jul 29, 2025 to Dec 25, 2025
      • HNW clients · unset to 48.0
        Jul 29, 2025 to Dec 25, 2025
      • Individual clients · unset to 381.0
        Jul 29, 2025 to Dec 25, 2025
      • Discretionary RAUM · $0 to $176M
        Jul 29, 2025 to Dec 25, 2025
      • HNW RAUM · $0 to $92.9M
        Jul 29, 2025 to Dec 25, 2025
      • Individual RAUM · $0 to $83.5M
        Jul 29, 2025 to Dec 25, 2025
      • RAUM · $0 to $176M
        Jul 29, 2025 to Dec 25, 2025
      Signals
      3 dated events
      • Nicholas John Offenburger no longer registered at E••••••• C•••••• A•••••••• L••; no later IA registration on IAPD
        Apr 16, 2026 · Advisor departure · fact
      • John Brent Offenburger no longer registered at E••••••• C•••••• A•••••••• L••; no later IA registration on IAPD
        Apr 16, 2026 · Advisor departure · fact
      • 2 advisors left R•• W••••• M••••••••• (New Philadelphia, OH) for E••••••• C•••••• A•••••••• L•• on the same day
        Oct 2, 2024 · Team lift-out · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Business email
      info@emvisioncapital.comreportedpublished by the firm, firm site, Sep 15, 2026
      Business phone
      330-954-3770reportedpublished by the firm, firm site, Sep 15, 2026
      Business phone
      330-348-0597reportedpublished by the firm, firm site, Sep 15, 2026
      Firm profile
      linkedin.com/company/emvision-capital-advisorsreportedpublic record, Form ADV, Sep 18, 2026
      Website
      emvisioncapital.comreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      330-954-3770reportedpublic record, Form ADV, Jun 15, 2026
      Contact form
      emvisioncapital.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
      Team page
      emvisioncapital.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $17.6Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026