DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Channel change (one enterprise)
2 advisors moved from P•••••• A••••••• L•• to A••••• C•••••• L••
Not a lift-out: both firms report New York Life Insurance Company as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
asset managertoasset managerOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Brendan Bostock | Richmond, Va | Jun 19, 2020 | Jun 19, 2020 |
| Zachary Cade Mccarroll | Richmond, Va | Jun 19, 2020 | Jun 10, 2020 |
The rule
- Registrations ended
- Jun 19, 2020
- Registered next
- Jun 10, 2020 to Jun 19, 2020
- Branch state
- VA
- Cities
- 1, most in Richmond, Va
- Registered there that day
- 2 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- One enterprise because
- both firms report New York Life Insurance Company as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape