DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brendan Bostock
Feed of 09/15/2026
Also filed as Brendan Richard Bostock
At current firm
1 y
since Aug 25, 2025
In the industry
13 y
since Sep 5, 2013 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- New York Life Investment Management LLC asset manager currentsince Aug 25, 2025 · Richmond, Va
- Apogem Capital LLC otherJun 19, 2020 to Sep 3, 2025 · Richmond, Va
- Private Advisors LLC formerApr 1, 2019 to Jun 19, 2020 · Richmond, Va
- Aspen Partners, Ltd. formerNov 23, 2016 to Dec 31, 2018 · Richmond, Va
- Alliancebernstein L.P. otherDec 19, 2014 to Oct 11, 2016 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- Apogem Capital LLC to New York Life Investment Management LLCleft Sep 3, 2025, registered Aug 25, 2025 (-9 days) · channel change inside one enterprise, not a move
- Private Advisors LLC to Apogem Capital LLCleft Jun 19, 2020, registered Jun 19, 2020 (0 days) · channel change inside one enterprise, not a move · moved with a team
- Aspen Partners, Ltd. to Private Advisors LLCleft Dec 31, 2018, registered Apr 1, 2019 (91 days) · Other
- Alliancebernstein L.P. to Aspen Partners, Ltd.left Oct 11, 2016, registered Nov 23, 2016 (43 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address