DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Firm absorbed
3 advisors left Y••• S••••• F•••••••• for D••••••
independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Jay Rabins | Phoenix, Az | Apr 14, 2023 | Mar 9, 2023 |
| Rodney Alan Smith | Phoenix, Az | Apr 14, 2023 | Nov 17, 2023 |
| Roger Nusbaum | Phoenix, Az | Apr 14, 2023 | Mar 24, 2023 |
The rule
- Registrations ended
- Apr 14, 2023
- Registered next
- Mar 9, 2023 to Nov 17, 2023
- Branch state
- AZ
- Cities
- 1, most in Phoenix, Az
- Registered there that day
- 3 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- Succession by the destination
- none on the tape