DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Dynamic

Independent wealth managerPhoenix, ArizonaCRD 151367SEC 801-72203websiteIAPD
Legal name Dynamic Advisor Solutions LLC
Latest filing Aug 17, 2026
First filing on the tape Dec 9, 2011 · 117 filings
SEC status approved since Mar 4, 2011
RAUM
$5.6B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
94%
$5.3B individuals and HNW
Advisors
77
registered through the firm on IAPD
RAUM per advisor
$73.2M
derived; firm RAUM over IAPD count
Employees
130
65 advisory (5.B.1)
Offices
54
beyond the principal office
Private funds
0
reported on Schedule D
History
117 filings and snapshots on the tape
RAUM$5.6B as of Aug 17, 2026
Mar 30, 2012$179M then
HNW client RAUM$4.5B as of Aug 17, 2026
Mar 26, 2018$487M then
State-registered IARs (5.B.3)65 as of Aug 17, 2026
Mar 30, 20120 then
Employees (5.A)130 as of Aug 17, 2026
Apr 2, 201324 then
Private funds: no history
RAUM +5.5% over the last fiscal year+20% a year over threeIARs 73 to 65
Practice profile
derived from the filing of Aug 17, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
RAUM per advisor
$73.2MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
72derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.5MderivedHNW RAUM over HNW clients
Average account
$371,390derivedRAUM over accounts (5.F.2.f)
Discretionary
99%derivedof RAUM
Institutional
4.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.7derivedItem 5.A over advisors
Advisors per office
1.4derived55 offices incl. principal (1.F.5)
RAUM growth, one year
+5.5%derivedbetween the last two annual amendments
Advisor growth, one year
-11%derivedItem 5.B.3 between annual amendments
Client growth, one year
+3.6%derived
Compensation
percentage of assets, hourly, fixed fees, otherreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, selection of other advisers, publications, educational seminars, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • marketing includes testimonials (5.L.1.c)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$4.5B79%
  • Individuals$863M15%
  • Pension and profit-sharing plans$236M4.2%
  • Corporations and businesses$60.4M1.1%
  • Charitable organizations$25.4M0.4%
Individual clients
3,696reported
HNW clients
1,813reported
Pension plan clients
69reported
Charitable clients
15reported
Accounts
15,179reported
Financial planning clients
101-250reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.94 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
77 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
James Richard CannonPhoenix, AzMay 3, 201038 y0
Margot Suzanne DavisPhoenix, Az Jun 30, 201023 y2
Delvis LlanesMiami, Fl Jul 29, 201317 y2
Erin Michael GoergenCertified Financial PlannerPhoenix, AzAug 29, 201323 y1
Vincent James AsaroPhoenix, Az Sep 25, 201346 y1
Celeste Karen WallOntario, Ca Oct 30, 201517 y1
Edward Jonathon LebeauPhoenix, Az Jul 11, 201632 y1
Ross Daniel EmmerCertified Financial PlannerPhoenix, Az Oct 20, 201630 y4
Michael A AcevedoCertified Financial PlannerNewport Beach, Ca Nov 29, 201623 y2
Cherie Jean JollyPhoenix, Az Mar 24, 201725 y7
Alano David MassiCertified Financial PlannerCalabasas, Ca Dec 8, 201713 y1
Thomas Scott MccannCertified Financial PlannerThousand Oaks, Ca Feb 3, 201814 y4
Brian Michael BucellCertified Financial PlannerPhoenix, Az Feb 3, 201812 y1
Brock Benjamin BowdenPhoenix, Az Mar 5, 201820 y2
Mark Loal AndersonChartered Financial AnalystSalt Lake City, Ut Mar 5, 201824 y1
Donald Cutler WiscombPhoenix, Az Mar 5, 201842 y3
Mark Stephen JohnsonSalt Lake City, Ut Mar 5, 201832 y5
Justin Brooks HardestyCanton, Oh Mar 16, 201826 y2
Scott Allen RaderBulverde, Tx Mar 21, 201815 y2
Jose Guadalupe LongoriaMcallen, Tx Mar 21, 201831 y2
Stephen Morgan PeaseCertified Financial PlannerPhoenix, Az Mar 21, 201823 y3
Matthew Robert HansenPhoenix, Az Mar 23, 201812 y1
Laura Ann BradfordPalmdale, CaJul 23, 201826 y1
Timothy M GarretsonPhoenix, Az Aug 10, 201819 y5
Christopher Edward OrdwayPhoenix, AzAug 13, 201824 y5
Shannon Nicole LarsonPhoenix, AzAug 13, 201815 y2
Zachary Paul LiggettChartered Financial AnalystPhoenix, Az Jan 25, 201916 y2
Athanassios PanagiotakopoulosPhoenix, AzMar 29, 201916 y2
David Jeffery Marques MatuszakPhoenix, Az May 6, 201929 y7
Tomas McmillanBayville, Ny May 23, 201933 y0
Charles Steven SeraMarana, Az Jun 7, 201914 y3
Laura Alice EvansSalt Lake City, UtJan 2, 202022 y7
Patrick Edward HueyCertified Financial PlannerCamas, Wa Mar 13, 202021 y5
Desiree Ann LongoriaPhoenix, Az Mar 23, 202015 y0
Marina HernandezCertified Financial PlannerMerion Station, Pa Apr 20, 202017 y1
John Graton GillespieEdmond, Ok Jun 17, 202042 y3
Derek Samuel PanteleCertified Financial Planner, Chartered Financial AnalystPhoenix, Az Jul 16, 202019 y1
Craig Alan NieschwietzSan Antonio, Tx Sep 1, 202021 y2
Ryan C OldsCertified Financial PlannerPhoenix, Az Oct 1, 202020 y5
Matthew Michael HoaglinCertified Financial PlannerPhoenix, Az Oct 1, 202020 y0
All 77 advisors at Dynamic
Advisor movement
12 left, 4 joined in 12 months
net -8 in 12 months5 left in 90 days0 joined in 90 daysdeparture rate 16% of current headcount27 left over 36 months
Left, latest
Joined, latest
Teams: two or more advisors moving together within fourteen days, from one state
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Richard James Cannon · Chief Executive Officer Advisor Solutionscontrol
    since 12/2008 · owns less than 5%
  • Glenn Eric Draughon · Chief Service Officercontrol
    since 01/2025 · owns less than 5%
  • Grigoryevich Konstantin Etus · Chief Investment Officercontrol
    since 02/2023 · owns less than 5%
  • Jean Cherie Jolly · Chief Compliance Officercontrol
    since 11/2016 · owns less than 5%
  • Philip Steven Kulesza · Chief Business Development Officercontrol
    since 10/2022 · owns less than 5%
  • Justin Patrick · Chief Technology Officercontrol
    since 12/2019 · owns less than 5%
  • Richard James Cannon · Trusteecontrol
    since 05/2003 · owns 50% to 75% of Cannon Family Trust
  • Mcchesney Susan Cannon · Trustee
    since 05/2003 · owns 50% to 75% of Cannon Family Trust
Entity owners
  • Dwa Management LLC · Manager Of Dynamic Advisor Solutions
    direct · owns 75% or more
  • Cannon Family Trust · Member
    indirect · owns 75% or more of Dwa Management LLC
Related persons
Schedule D 7.A
No related person reported.
Advisers that list Dynamic as a related person
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Phoenix, Az · principal75651
Salt Lake City, Ut600
Chandler, Az500
Thousand Oaks, Ca501
San Diego, Ca300
Cave Creek, Az310
Scottsdale, Az311
Durango, Co300
Traverse City, Mi201
Falls City, Tx210
Mcallen, Tx200
Orange, Ca200
Deerfield, Il200
Gilbert, Az101
Fort Collins, Co000
Rexburg, Id001
Albany, Ga001
Helena, Mt001
Guilford, Ct0021
San Tan Valley, Az000
Offices
Schedule D 1.F, the 25 largest
  • Thousand Oaks, CA6 employees
  • Salt Lake City, UT4 employees
  • Petoskey, MI3 employees
  • San Diego, CA3 employees
  • Rexburg, ID2 employees
  • Fort Collins, CO2 employees
  • San Diego, CA2 employees
  • Phoenix, AZ2 employees
  • San Diego, CA2 employees
  • Guilford, CT2 employees
  • Phoenix, AZ2 employees
  • Durango, CO2 employees
  • Traverse City, MI2 employees
  • Mcallen, TX2 employees
  • Phoenix, AZ2 employees
  • Newport Beach, CA1 employees
  • Orange, CA1 employees
  • Orange, CA1 employees
  • Phoenix, AZ1 employees
  • Shelby Township, MI1 employees
  • Traverse City, MI1 employees
  • Westlake Village, CA1 employees
  • Bloomington, MN1 employees
  • , 1 employees
  • Boca Raton, FL1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
  • control person changedChange between filings · filing Aug 17, 2026
    DRAUGHON, ERIC, GLENN (CHIEF SERVICE OFFICER) appeared on Schedule A between the filings of 2023-03-29 and 2026-08-17
    peers: independent wealth managers, $5B to $20B (289)
What changed
consecutive filings, newest first
  • Accounts · 15,497 to 15,179
    Jan 21, 2026 to Mar 20, 2026
  • Advisory employees · 73 to 65
    Jan 21, 2026 to Mar 20, 2026
  • Charity clients · 17 to 15
    Jan 21, 2026 to Mar 20, 2026
  • Corporate clients · 42 to 41
    Jan 21, 2026 to Mar 20, 2026
  • HNW clients · 1,599 to 1,813
    Jan 21, 2026 to Mar 20, 2026
  • Individual clients · 3,720 to 3,696
    Jan 21, 2026 to Mar 20, 2026
  • Pension plan clients · 100 to 69
    Jan 21, 2026 to Mar 20, 2026
  • State-registered IARs · 73 to 65
    Jan 21, 2026 to Mar 20, 2026
  • Discretionary RAUM · $5.3B to $5.6B
    Jan 21, 2026 to Mar 20, 2026
  • HNW RAUM · $3.8B to $4.5B
    Jan 21, 2026 to Mar 20, 2026
  • Individual RAUM · $831M to $863M
    Jan 21, 2026 to Mar 20, 2026
  • Non-discretionary RAUM · $21.7M to $38.8M
    Jan 21, 2026 to Mar 20, 2026
  • Pension RAUM · $267M to $236M
    Jan 21, 2026 to Mar 20, 2026
  • RAUM · $5.3B to $5.6B
    Jan 21, 2026 to Mar 20, 2026
  • Business name · DYNAMIC WEALTH ADVISORS to DYNAMIC
    Jul 25, 2025 to Aug 27, 2025
  • Financial planning clients · 101-250 to 101-250
    Jun 9, 2025 to Jul 25, 2025
  • Accounts · 14,988 to 15,497
    Jan 6, 2025 to Apr 23, 2025
  • Advisory employees · 76 to 73
    Jan 6, 2025 to Apr 23, 2025
  • Corporate clients · 43 to 42
    Jan 6, 2025 to Apr 23, 2025
  • HNW clients · 1,506 to 1,599
    Jan 6, 2025 to Apr 23, 2025
  • Individual clients · 3,768 to 3,720
    Jan 6, 2025 to Apr 23, 2025
  • Pension plan clients · 136 to 100
    Jan 6, 2025 to Apr 23, 2025
  • Employees · 125 to 130
    Jan 6, 2025 to Apr 23, 2025
  • State-registered IARs · 76 to 73
    Jan 6, 2025 to Apr 23, 2025
  • Discretionary RAUM · $4.8B to $5.3B
    Jan 6, 2025 to Apr 23, 2025
  • HNW RAUM · $3.5B to $3.8B
    Jan 6, 2025 to Apr 23, 2025
  • Individual RAUM · $835M to $831M
    Jan 6, 2025 to Apr 23, 2025
  • Non-discretionary RAUM · $7.1M to $21.7M
    Jan 6, 2025 to Apr 23, 2025
  • Pension RAUM · $152M to $267M
    Jan 6, 2025 to Apr 23, 2025
  • RAUM · $4.8B to $5.3B
    Jan 6, 2025 to Apr 23, 2025
  • Accounts · 12,207 to 14,988
    Jan 18, 2024 to Feb 9, 2024
  • Advisory employees · 72 to 76
    Jan 18, 2024 to Feb 9, 2024
  • Charity clients · 4 to 17
    Jan 18, 2024 to Feb 9, 2024
  • Corporate clients · 25 to 43
    Jan 18, 2024 to Feb 9, 2024
  • HNW clients · 971 to 1,506
    Jan 18, 2024 to Feb 9, 2024
  • Individual clients · 3,259 to 3,768
    Jan 18, 2024 to Feb 9, 2024
  • Pension plan clients · 134 to 136
    Jan 18, 2024 to Feb 9, 2024
  • Employees · 120 to 125
    Jan 18, 2024 to Feb 9, 2024
  • State-registered IARs · 72 to 76
    Jan 18, 2024 to Feb 9, 2024
  • Other offices · 50 to 54
    Jan 18, 2024 to Feb 9, 2024
Signals
57 dated events
  • Jay Rabins left Dynamic for Blackhawk Capital Partners, Llc (registered 2026-08-03)
    Jul 30, 2026 · Advisor changed firm · fact
  • Edmund Ray Gifford no longer registered at Dynamic; no later IA registration on IAPD
    Jul 9, 2026 · Advisor departure · fact
  • Blaine Henry Vose no longer registered at Dynamic; no later IA registration on IAPD
    Jul 9, 2026 · Advisor departure · fact
  • Curtis M. Simmons left Dynamic for Sand Creek Capital, Llc (registered 2026-04-17)
    Jun 24, 2026 · Advisor changed firm · fact
  • Luke Jess Sutton left Dynamic for Sand Creek Capital, Llc (registered 2026-04-17)
    Jun 24, 2026 · Advisor changed firm · fact
  • Mark Robert Minarik left Dynamic for Sand Creek Capital, Llc (registered 2026-04-17)
    Jun 24, 2026 · Advisor changed firm · fact
  • Trent Sadler left Dynamic for Edelman Financial Engines (registered 2026-07-16)
    Jun 23, 2026 · Advisor changed firm · fact
  • William Allen Hansen left Dynamic for Farther (registered 2025-12-03)
    Jan 2, 2026 · Advisor changed firm · fact
  • Urban Walter Adams left Dynamic for Diversify Advisory Services, Llc (registered 2026-01-02)
    Jan 2, 2026 · Advisor changed firm · fact
  • Vincent Michael Esposito left Dynamic for Integrated Wealth Concepts Llc (registered 2025-12-08)
    Jan 2, 2026 · Advisor changed firm · fact
  • John Stockdale Marshall left Dynamic for Farther (registered 2025-12-03)
    Jan 2, 2026 · Advisor changed firm · fact
  • Connor Francis Dolan left Dynamic for Integrated Wealth Concepts Llc (registered 2025-12-08)
    Jan 2, 2026 · Advisor changed firm · fact
  • Courtney Margaret Font left Dynamic for Farther (registered 2025-12-16)
    Jan 2, 2026 · Advisor changed firm · fact
  • 3 advisors left Dynamic (Phoenix, AZ) for Farther on the same day
    Jan 2, 2026 · Team lift-out · derived
  • 2 advisors left Dynamic (Guilford, CT) for Integrated Wealth Concepts LLC on the same day
    Jan 2, 2026 · Team lift-out · derived
  • Erickson Richard Braund left Dynamic for Black Walnut Wealth Management (registered 2025-08-28)
    Sep 30, 2025 · Advisor changed firm · fact
  • Michael David Welcher left Dynamic for Crownstone Advisory & Investment Corp (registered 2026-05-22)
    Aug 26, 2025 · Advisor changed firm · fact
  • Lucas Matthew Felbel left Dynamic for Rbc Capital Markets, Llc (registered 2025-07-10)
    Jul 2, 2025 · Advisor changed firm · fact
  • Tanya Michelle Escobedo left Dynamic for Williams & Novak Wealth Management, Llc (registered 2026-03-03)
    Mar 24, 2025 · Advisor changed firm · fact
  • Lucas Gillis left Dynamic for Wellth Advisory Services, Llc (registered 2025-02-14)
    Feb 18, 2025 · Advisor changed firm · fact
  • Francis Martin Gillis left Dynamic for Wellth Advisory Services, Llc (registered 2025-02-14)
    Feb 18, 2025 · Advisor changed firm · fact
  • Anne Michelle Ward left Dynamic for Wisdom Wealth Management (registered 2024-12-06)
    Jan 17, 2025 · Advisor changed firm · fact
  • Harvey M Samachson left Dynamic for Edward Jones (registered 2024-11-15)
    Nov 27, 2024 · Advisor changed firm · fact
  • Robert Ernest Dockendorff left Dynamic for May Hill Capital, Llc (registered 2024-08-13)
    Nov 22, 2024 · Advisor changed firm · fact
  • Seth David Corkin left Dynamic for May Hill Capital, Llc (registered 2024-08-06)
    Nov 22, 2024 · Advisor changed firm · fact
  • Anh Thi Nguyen left Dynamic for Evermay Wealth Management, Llc (registered 2025-01-02)
    Nov 22, 2024 · Advisor changed firm · fact
  • 2 advisors left Dynamic (Phoenix, AZ) for May Hill Capital, LLC on the same day
    Nov 22, 2024 · Team lift-out · derived
  • Timothy James Mcneely left Dynamic for Strategy Asset Managers L.L.C. (registered 2024-03-28)
    Mar 28, 2024 · Advisor changed firm · fact
  • Dynamic reported RAUM $4.8B, up 48% from $3.3B (2024-01-18 to 2024-02-09)
    Feb 9, 2024 · RAUM change · derived
  • Craig Morningstar left Dynamic for Ip Financial Advisory Services Llc (registered 2025-01-24)
    Dec 19, 2023 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business phone
805-727-2700reportedpublished by the firm, firm site, Sep 16, 2026
Website
PALMCM.COMreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
(877) 257-3840reportedpublic record, Form ADV, Aug 17, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$73.2Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026