DFX Intelligence
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Team lift-out
2 advisors left N•• P••••••• L•• for C••••••
independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Christine Louise Jemison | Shaker Heights, Oh | Sep 17, 2024 | Jul 16, 2024 |
| Terence Conway Sullivan | Shaker Heights, Oh | Sep 17, 2024 | Jul 15, 2024 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Sep 17, 2024
- Registered next
- Jul 15, 2024 to Jul 16, 2024
- Branch state
- OH
- Cities
- 1, most in Shaker Heights, Oh
- Registered there that day
- 2 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- Succession by the destination
- a succession within a year (Oct 20, 2023), not necessarily this firm