DFX Intelligence
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Channel change (one enterprise)
2 advisors moved from B•••• A••••••• to B•••• A•••••••
Not a lift-out: the two CRDs file under the same business name, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
mixed wealthtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Rose Miller Bennetch | Norfolk, Va | Jun 6, 2019 | May 23, 2019 |
| Teague Regan Avey | Norfolk, Va | Jun 6, 2019 | May 23, 2019 |
The rule
- Registrations ended
- Jun 6, 2019
- Registered next
- May 23, 2019
- Branch state
- VA
- Cities
- 1, most in Norfolk, Va
- Registered there that day
- 47 (people still on IAPD; an estimate)
- Share of that headcount
- 4.3%
- One enterprise because
- the two CRDs file under the same business name
- Succession by the destination
- none on the tape