DFX Intelligence

RIA Intelligence

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Firm absorbed

12 advisors left V•••• W••••• M••••••••• L•• for A•••• P•••••••• L••

independent RIAtono RAUMRIA to a newly registered adviserderived from registration dates
Members
AdvisorBranchLeftRegistered
Aaron James WhitePalo Alto, CaAug 13, 2018Aug 14, 2018
Carolyn Ann MaslineSan Francisco, CaAug 13, 2018Aug 14, 2018
Eric Robert SwensenPleasanton, CaAug 13, 2018Aug 14, 2018
James Michael KnightPalo Alto, CaAug 13, 2018Aug 14, 2018
Jayne Louise SmithEast Palo Alto, CaAug 13, 2018Aug 14, 2018
Johanna Sanchez AdlesonPalo Alto, CaAug 13, 2018Aug 14, 2018
Luke SeidermanPalo Alto, CaAug 13, 2018Aug 14, 2018
Mark Michael BatesSan Francisco, CaAug 13, 2018Aug 14, 2018
Michael Edward SpectorPalo Alto, CaAug 13, 2018Aug 14, 2018
Minou Kristina RhoadesPalo Alto, CaAug 13, 2018Aug 14, 2018
Regan Stuart SmithPalo Alto, CaAug 13, 2018Aug 14, 2018
Warren Gerald JacksonPalo Alto, CaAug 13, 2018Aug 14, 2018
The rule
Registrations ended
Aug 13, 2018
Registered next
Aug 14, 2018
Branch state
CA
Cities
4, most in Palo Alto, Ca
Registered there that day
12 (people still on IAPD; an estimate)
Share of that headcount
100%
Succession by the destination
none on the tape
Other teams out of V•••• W••••• M••••••••• L••Other teams into A•••• P•••••••• L••