RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••• S••••• S••••
- F•••• P••••••• W•••••• L•• independent RIA currentsince May 5, 2025 · Walnut Creek, Ca
- A•••• P•••••••• L•• formerAug 14, 2018 to Jun 27, 2025 · Palo Alto, Ca
- V•••• W••••• M••••••••• L•• formerFeb 1, 2017 to Aug 13, 2018 · Palo Alto, Ca
- A•••• W••••• M••••••••• L•• independent RIAApr 16, 2015 to May 27, 2016 · Brookfield, Wi
- A•••• P•••••••• L•• to F•••• P••••••• W•••••• L••left Jun 27, 2025, registered May 5, 2025 (-53 days) · channel change inside one enterprise, not a move · moved with a team
- V•••• W••••• M••••••••• L•• to A•••• P•••••••• L••left Aug 13, 2018, registered Aug 14, 2018 (1 days) · RIA to a newly registered adviser · moved with a team
- A•••• W••••• M••••••••• L•• to V•••• W••••• M••••••••• L••left May 27, 2016, registered Feb 1, 2017 (250 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address