DFX Intelligence

RIA Intelligence

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Firm absorbed

21 advisors left B•••• for C••••• P••••••• L••

independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
AdvisorBranchLeftRegistered
Aaron Paul WaxmanSan Francisco, CaNov 1, 2021Nov 2, 2021
Adam Jay BattatSan Francisco, CaNov 1, 2021Feb 9, 2022
Andy Zhen Jie LinSan Francisco, CaNov 1, 2021Feb 9, 2022
Emily Taken-VertzSan Francisco, CaNov 1, 2021Nov 3, 2021
Eric C ChangSan Francisco, CaNov 1, 2021Jan 1, 2025
Garrett Ames GillettSan Francisco, CaNov 1, 2021Nov 3, 2021
Jennifer Lynn EllisonSan Francisco, CaNov 1, 2021Nov 3, 2021
Joel R DemariaSan Francisco, CaNov 1, 2021Nov 3, 2021
Kevin Donald DorwinSan Francisco, CaNov 1, 2021Nov 3, 2021
Leann SheaSan Francisco, CaNov 1, 2021Feb 9, 2022
Michelle Espiritu SotoSan Francisco, CaNov 1, 2021Nov 3, 2021
Minnie Yao SanfordSan Francisco, CaNov 1, 2021Nov 3, 2021
Myles Andrew VanderweeleSan Francisco, CaNov 1, 2021Nov 3, 2021
Peter Moon YoonSan Francisco, CaNov 1, 2021Nov 3, 2021
Richard Eric LongSan Francisco, CaNov 1, 2021Nov 3, 2021
Roberta Ruby MendozaSan Francisco, CaNov 1, 2021Feb 9, 2022
Scott D ToomassonSan Francisco, CaNov 1, 2021Nov 3, 2021
Sean Peter AngelisSan Francisco, CaNov 1, 2021Nov 3, 2021
Shelby StahrSan Francisco, CaNov 1, 2021Nov 3, 2021
Sherman Solis SalangadSan Francisco, CaNov 1, 2021Feb 9, 2022
Colleen Sue Breit-SupranSan Francisco, CaNov 15, 2021Nov 17, 2021
The rule
Registrations ended
Nov 1, 2021 to Nov 15, 2021
Registered next
Nov 2, 2021 to Jan 1, 2025
Branch state
CA
Cities
1, most in San Francisco, Ca
Registered there that day
21 (people still on IAPD; an estimate)
Share of that headcount
100%
Succession by the destination
none on the tape
Other teams out of B••••Other teams into C••••• P••••••• L••