DFX Intelligence
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Team lift-out
2 advisors left S••••••••• A•••••• A•••••••• I••• for A•••••• A••••••• S•••••••
BD affiliatedtoBD affiliatedAffiliated broker-dealer or bank to anotherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Keith Wayne Patterson | Sugar Land, Tx | Oct 9, 2020 | Sep 15, 2020 |
| William Franklin Richardson | Houston, Tx | Oct 12, 2020 | Oct 8, 2020 |
The rule
- Registrations ended
- Oct 9, 2020 to Oct 12, 2020
- Registered next
- Sep 15, 2020 to Oct 8, 2020
- Branch state
- TX
- Cities
- 2, most in Sugar Land, Tx
- Registered there that day
- 1,834 (people still on IAPD; an estimate)
- Share of that headcount
- 0.1%
- Succession by the destination
- a succession within a year (Nov 1, 2019), not necessarily this firm