DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor teams

Teams that joined Avantax Advisory Services

A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.

AdvisorsFromToBranchTypeLeft
2Dkcb Financial Advisors, LLC state registeredAvantax Advisory Services BD affiliatedRochester, NyOtherFeb 26, 2026
2Legacy Cornerstone Wealth LLC independent RIAAvantax Advisory Services BD affiliatedPeoria, AzRIA to affiliated broker-dealer or bankDec 12, 2025
2Meaden & Moore Financial Services, Ltd. unclassifiedAvantax Advisory Services BD affiliatedCleveland, OhOtherSep 18, 2025
2LPL Financial LLC BD affiliatedAvantax Advisory Services BD affiliatedMentor, OhAffiliated broker-dealer or bank to anotherJul 30, 2025
2Osaic Wealth, Inc. BD affiliatedAvantax Advisory Services BD affiliatedRichland, MsAffiliated broker-dealer or bank to anotherJun 23, 2025
2Park Avenue Securities LLC BD affiliatedAvantax Advisory Services BD affiliatedMelville, Ny +1Affiliated broker-dealer or bank to anotherMay 9, 2025
2J.P. Morgan Securities LLC wirehouseAvantax Advisory Services BD affiliatedFrisco, Tx +1Wirehouse to affiliated broker-dealer or bankJan 7, 2025
3LPL Financial LLC BD affiliatedAvantax Advisory Services BD affiliatedAugusta, Ga +1Affiliated broker-dealer or bank to anotherJun 24, 2024
over 3 d
2Osaic Fa, Inc. BD affiliatedAvantax Advisory Services BD affiliatedEast Amherst, NyAffiliated broker-dealer or bank to anotherMay 6, 2024
2Edward Jones national BDAvantax Advisory Services BD affiliatedLockhart, TxAffiliated broker-dealer or bank to anotherMar 28, 2024
2Independent Financial Partners BD affiliatedAvantax Advisory Services BD affiliatedPowell, OhAffiliated broker-dealer or bank to anotherNov 22, 2023
3Osaic Wealth, Inc. BD affiliatedAvantax Advisory Services BD affiliatedHauppauge, Ny +1Affiliated broker-dealer or bank to anotherNov 16, 2023
over 4 d
3Cambridge Investment Research Advisors, Inc. BD affiliatedAvantax Advisory Services BD affiliatedMccormick, Sc +1Affiliated broker-dealer or bank to anotherOct 11, 2023
2Securities America Advisors, Inc. BD affiliatedAvantax Advisory Services BD affiliatedCheektowaga, NyAffiliated broker-dealer or bank to anotherAug 6, 2023
2Independent Financial Group, LLC BD affiliatedAvantax Advisory Services BD affiliatedSan Diego, Ca +1Affiliated broker-dealer or bank to anotherAug 1, 2023
2Horan Wealth Management independent RIAAvantax Advisory Services BD affiliatedCincinnati, OhRIA to affiliated broker-dealer or bankJul 19, 2023
over 14 d
3Securities America Advisors, Inc. BD affiliatedAvantax Advisory Services BD affiliatedScottsdale, AzAffiliated broker-dealer or bank to anotherJun 26, 2023
2Independent Financial Group, LLC BD affiliatedAvantax Advisory Services BD affiliatedLiberty Corner, NjAffiliated broker-dealer or bank to anotherMar 22, 2023
2Pfg Advisors independent RIAAvantax Advisory Services BD affiliatedCupertino, Ca +1RIA to affiliated broker-dealer or bankNov 30, 2022
3Cetera Investment Advisers LLC BD affiliatedAvantax Advisory Services BD affiliatedBonita, Ca +1Affiliated broker-dealer or bank to anotherNov 9, 2022
2B. Riley Wealth Advisors, Inc. BD affiliatedAvantax Advisory Services BD affiliatedBoca Raton, FlAffiliated broker-dealer or bank to anotherSep 30, 2022
2Ameriprise Financial Services, LLC national BDAvantax Advisory Services BD affiliatedAtlanta, GaAffiliated broker-dealer or bank to anotherSep 28, 2022
over 2 d
2Ifg Advisory, LLC independent RIAAvantax Advisory Services BD affiliatedAtlanta, GaRIA to affiliated broker-dealer or bankSep 1, 2022
4Fsc Securities Corporation BD affiliatedAvantax Advisory Services BD affiliatedSan Diego, Ca +1Affiliated broker-dealer or bank to anotherMay 6, 2022
over 3 d
2LPL Financial LLC BD affiliatedAvantax Advisory Services BD affiliatedLas Vegas, NvAffiliated broker-dealer or bank to anotherFeb 11, 2022
3Cetera Advisor Networks LLC BD affiliatedAvantax Advisory Services BD affiliatedJohnstown, Pa +1Affiliated broker-dealer or bank to anotherJan 7, 2022
2Bfj Wealth Management, LLC unclassifiedAvantax Advisory Services BD affiliatedColumbia, MdOtherDec 31, 2021
3Ifg Advisory, LLC independent RIAAvantax Advisory Services BD affiliatedAtlanta, Ga +1RIA to affiliated broker-dealer or bankJun 1, 2021
2Reason Financial no RAUMAvantax Advisory Services BD affiliatedSan Diego, CaOtherDec 31, 2020
2Securities America Advisors, Inc. BD affiliatedAvantax Advisory Services BD affiliatedSugar Land, Tx +1Affiliated broker-dealer or bank to anotherOct 9, 2020
over 3 d
3Cetera Investment Advisers LLC BD affiliatedAvantax Advisory Services BD affiliatedPark Ridge, IlAffiliated broker-dealer or bank to anotherFeb 21, 2020
3Spc BD affiliatedAvantax Advisory Services BD affiliatedLivonia, MiAffiliated broker-dealer or bank to anotherJan 27, 2020
2Level Four Advisory Services BD affiliatedAvantax Advisory Services BD affiliatedBedford, TxAffiliated broker-dealer or bank to anotherOct 31, 2019
2Schmerling Financial Group, LLC unclassifiedAvantax Advisory Services BD affiliatedJenkintown, Pa +1OtherSep 20, 2019
over 10 d
2Robert W. Baird & Co. Incorporated mixed wealthAvantax Advisory Services BD affiliatedSarasota, FlRIA to affiliated broker-dealer or bankNov 29, 2018
3Summit Financial Group Inc BD affiliatedAvantax Advisory Services BD affiliatedHouston, TxAffiliated broker-dealer or bank to anotherNov 5, 2018
over 1 d
3Raymond James Financial Services Advisors, Inc BD affiliatedAvantax Advisory Services otherBaton Rouge, La +1OtherJan 22, 2018
2Independent Tax & Financial Planners, P.C. unclassifiedAvantax Advisory Services otherHolland, PaOtherDec 31, 2017
2Charles Schwab & Co., Inc. national BDAvantax Advisory Services otherWestlake, TxOtherNov 8, 2016
2I.M. Financial, LLC unclassifiedAvantax Advisory Services otherGreenwood Village, CoOtherSep 9, 2016
2Transamerica Financial Advisors, LLC otherAvantax Advisory Services otherLas Vegas, NvOtherSep 28, 2015
over 10 d
2Fsc Securities Corporation otherAvantax Advisory Services otherLanghorne, Pa +1OtherJul 1, 2015
over 14 d
2Equitable Advisors, LLC national BDAvantax Advisory Services otherEdison, NjOtherMay 13, 2015
over 6 d
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43 teams match.derived from registration dates