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Channel change (one enterprise)

14 advisors moved from S••••••••• A•••••• A•••••••• I••• to A•••• P•••• A•••••••

Not a lift-out: both firms report Ag Artemis Holdings, L.p. as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.

BD affiliatedtoBD affiliatedAffiliated broker-dealer or bank to anotherderived from registration dates
Members
AdvisorBranchLeftRegistered
Antonio Francisco PosadaSan Jose, CaJun 14, 2024Jul 12, 2019
Armand Leeman FidlerTorrance, CaJun 14, 2024Apr 25, 2016
Blair Alan Van BurenTorrance, CaJun 14, 2024Apr 25, 2016
Evelyn Kay DukaLafayette, CaJun 14, 2024Jun 16, 2017
John Chaney GriffinSalinas, CaJun 14, 2024Nov 6, 2020
Michael Andrew DollinsLos Alamitos, CaJun 14, 2024Mar 26, 2019
Nasser AhmadSanta Rosa, CaJun 14, 2024Mar 22, 2017
Robert Anthony SantorielloFolsom, CaJun 14, 2024Mar 15, 2022
Rory Daniel HendersonOakland, CaJun 14, 2024Nov 6, 2020
Ryan James BadgerWestlake Village, CaJun 14, 2024Apr 26, 2016
Ryan Thomas HeiligenthalTorrance, CaJun 14, 2024Aug 16, 2021
Shane Austin HamashigeWestlake Village, CaJun 14, 2024Jul 24, 2019
Timothy James RichCastro Valley, CaJun 14, 2024Oct 26, 2015
William Kermit HallSan Clemente, CaJun 14, 2024Jun 27, 2016
The rule
Registrations ended
Jun 14, 2024
Registered next
Oct 26, 2015 to Mar 15, 2022
Branch state
CA
Cities
11, most in Torrance, Ca
Registered there that day
1,743 (people still on IAPD; an estimate)
Share of that headcount
0.8%
One enterprise because
both firms report Ag Artemis Holdings, L.p. as a 75%+ owner on Schedule A around the move
Succession by the destination
none on the tape
Other teams out of S••••••••• A•••••• A•••••••• I•••Other teams into A•••• P•••• A•••••••