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Registered advisor
J••• C••••• G••••••
Feed of 09/14/2026
Also filed as J••• C••••• Jr G••••••
At current firm
2 y
since Jun 14, 2024
In the industry
33 y
since Sep 3, 1993 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• A••••••• S•••••••• L•• BD affiliated currentsince Nov 8, 2024 · Salinas, Ca
- O•••• W•••••• I••• BD affiliated currentsince Jun 14, 2024 · Salinas, Ca
- A•••• P•••• A••••••• formerNov 6, 2020 to Nov 8, 2024 · Salinas, Ca
- S••••••••• A•••••• A•••••••• I••• formerNov 6, 2020 to Jun 14, 2024 · Salinas, Ca
- K•• F•••••••• S•••••••• I•• formerNov 23, 2009 to Nov 6, 2020 · Seattle, Wa
- M••••• S•••••• wirehouseJun 1, 2009 to Dec 14, 2009 · Salinas, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedJul 8, 1997 to Jun 1, 2009 · Salinas, Ca
Moves
a registration end followed by a registration begin elsewhere
- A•••• P•••• A••••••• to O•••• W•••••• I•••left Nov 8, 2024, registered Jun 14, 2024 (-147 days) · channel change inside one enterprise, not a move · moved with a team
- S••••••••• A•••••• A•••••••• I••• to A•••• P•••• A•••••••left Jun 14, 2024, registered Nov 6, 2020 (-1316 days) · channel change inside one enterprise, not a move · moved with a team
- K•• F•••••••• S•••••••• I•• to S••••••••• A•••••• A•••••••• I•••left Nov 6, 2020, registered Nov 6, 2020 (0 days) · corporate re-registration, not a move
- M••••• S•••••• to K•• F•••••••• S•••••••• I••left Dec 14, 2009, registered Nov 23, 2009 (-21 days) · Other
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address