DFX Intelligence
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Channel change (one enterprise)
5 advisors moved from S••••••••• A•••••• A•••••••• I••• to A•••• P•••• A•••••••
Not a lift-out: both firms report Ag Artemis Holdings, L.p. as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
BD affiliatedtoBD affiliatedAffiliated broker-dealer or bank to anotherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Andrew Gold | Southlake, Tx | Jun 14, 2024 | Aug 16, 2022 |
| Brian David Drolet | Southlake, Tx | Jun 14, 2024 | Aug 16, 2022 |
| Joshua Michael Graeff | Houston, Tx | Jun 14, 2024 | Nov 6, 2020 |
| Marcos Javier Andujar | Fort Worth, Tx | Jun 14, 2024 | Mar 15, 2016 |
| Shawn Mathew Warren | Flower Mound, Tx | Jun 14, 2024 | Apr 26, 2016 |
The rule
- Registrations ended
- Jun 14, 2024
- Registered next
- Mar 15, 2016 to Aug 16, 2022
- Branch state
- TX
- Cities
- 4, most in Southlake, Tx
- Registered there that day
- 1,743 (people still on IAPD; an estimate)
- Share of that headcount
- 0.3%
- One enterprise because
- both firms report Ag Artemis Holdings, L.p. as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape