DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••••• J••••• A••••••

C••••• I••••••••• A••••••• L••BD affiliatedFort Worth, Txdual registrantIAPD 2954038

Feed of 09/14/2026

Also filed as M••••• A••••••

At current firm

0 y

since Oct 28, 2025

In the industry

28 y

since Oct 8, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Oct 28, 2025 · Fort Worth, Tx
O•••• W•••••• I••• BD affiliated
Jun 14, 2024 to Oct 31, 2025 · Fort Worth, Tx
A•••• P•••• A••••••• former
Mar 15, 2016 to Feb 9, 2018 · Fort Worth, Tx
S••••••••• A•••••• A•••••••• I••• former
Apr 27, 2015 to Jun 14, 2024 · Fort Worth, Tx
W•• A•••••••• L• former
Jun 23, 2011 to Apr 27, 2015 · Fort Worth, Tx
T••••••••• F•••••••• A•••••••• L•• BD affiliated
Sep 1, 2005 to Jun 29, 2011 · Ft Worth, Tx

Moves

a registration end followed by a registration begin elsewhere

O•••• W•••••• I••• to C••••• I••••••••• A••••••• L••
left Oct 31, 2025, registered Oct 28, 2025 (-3 days) · Affiliated broker-dealer or bank to another · moved with a team
S••••••••• A•••••• A•••••••• I••• to A•••• P•••• A•••••••
left Jun 14, 2024, registered Mar 15, 2016 (-3013 days) · channel change inside one enterprise, not a move · moved with a team
A•••• P•••• A••••••• to O•••• W•••••• I•••
left Feb 9, 2018, registered Jun 14, 2024 (2317 days) · Other
W•• A•••••••• L• to S••••••••• A•••••• A•••••••• I•••
left Apr 27, 2015, registered Apr 27, 2015 (0 days) · Other · moved with a team
T••••••••• F•••••••• A•••••••• L•• to W•• A•••••••• L•
left Jun 29, 2011, registered Jun 23, 2011 (-6 days) · Other

Signals

M••••• J••••• A•••••• left O•••• W•••••• I••• for C••••• I••••••••• A••••••• L•• (registered 2025-10-28)
Oct 31, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address