DFX Intelligence

RIA Intelligence

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Team lift-out

6 advisors left S••••••••• A•••••• A•••••••• I••• for L•• F•••••••• L••

BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
AdvisorBranchLeftRegistered
Andrew Douglass CarmanCrystal Lake, IlMay 31, 2019Jul 1, 2019
Mark Allen DavidsCrystal Lake, IlMay 31, 2019May 31, 2019
Ann Marie Mariani-IsselCrystal Lake, IlJun 3, 2019May 31, 2019
Joseph D RicciardiCrystal Lake, IlJun 3, 2019May 31, 2019
Michelle Mary MillikenCrystal Lake, IlJun 3, 2019May 31, 2019
Patricia Mary LorisEvanston, IlJun 3, 2019Jun 1, 2020
The rule
Registrations ended
May 31, 2019 to Jun 3, 2019
Registered next
May 31, 2019 to Jun 1, 2020
Branch state
IL
Cities
2, most in Crystal Lake, Il
Registered there that day
1,493 (people still on IAPD; an estimate)
Share of that headcount
0.4%
Succession by the destination
none on the tape
Other teams out of S••••••••• A•••••• A•••••••• I•••Other teams into L•• F•••••••• L••