DFX Intelligence
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Firm absorbed
6 advisors left N•• E•• F•••••••• A•••••••• I••• for W••••• E••••••••• A••••••• S•••••••• L••
independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Adam Elliott | Wayzata, Mn | May 31, 2023 | May 1, 2023 |
| Craig Christopher Meuer | Wayzata, Mn | May 31, 2023 | May 17, 2023 |
| Eugene Thomas Larkin | Wayzata, Mn | May 31, 2023 | May 17, 2023 |
| Grant F Lindaman | Wayzata, Mn | May 31, 2023 | May 4, 2023 |
| Karen Elizabeth Roehrich | Wayzata, Mn | May 31, 2023 | May 1, 2023 |
| Shad Ketcher | Wayzata, Mn | May 31, 2023 | May 17, 2023 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- May 31, 2023
- Registered next
- May 1, 2023 to May 17, 2023
- Branch state
- MN
- Cities
- 1, most in Wayzata, Mn
- Registered there that day
- 7 (people still on IAPD; an estimate)
- Share of that headcount
- 86%
- Succession by the destination
- none on the tape