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Team lift-out

3 advisors left H•••••••• F•••••••• I••• for C••• L••

independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
AdvisorBranchLeftRegistered
Dominica L HendersonLake Forest, CaJan 17, 2025Jan 16, 2025
John Patrick DunphyLake Forest, CaJan 17, 2025Jan 6, 2025
Kiho ChoiLake Forest, CaJan 17, 2025Jan 6, 2025
The rule
Registrations ended
Jan 17, 2025
Registered next
Jan 6, 2025 to Jan 16, 2025
Branch state
CA
Cities
1, most in Lake Forest, Ca
Registered there that day
7 (people still on IAPD; an estimate)
Share of that headcount
43%
Succession by the destination
none on the tape