DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Channel change (one enterprise)
2 advisors moved from G•••• L•••• A•••••••• L•• to W••••••• I•••••••••
Not a lift-out: both firms report W••••••• Financial Corporation as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
othertomixed wealthOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Elliott Joseph Silver | Chicago, Il | Dec 31, 2025 | May 23, 2005 |
| James Alfred Sommerfield | Chicago, Il | Dec 31, 2025 | May 23, 2005 |
The rule
- Registrations ended
- Dec 31, 2025
- Registered next
- May 23, 2005
- Branch state
- IL
- Cities
- 1, most in Chicago, Il
- Registered there that day
- 16 (people still on IAPD; an estimate)
- Share of that headcount
- 13%
- One enterprise because
- both firms report W••••••• Financial Corporation as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape