DFX Intelligence

RIA Intelligence

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Firm absorbed

4 advisors left M••••• A•••••••• I••• for C• B••••••••• P•••••• W•••••

othertootherOtherderived from registration dates
Members
AdvisorBranchLeftRegistered
Brett Stephen MillerCharlotte, NcSep 8, 2017Jul 3, 2017
Eric Alexander HarbertCharlotte, NcSep 8, 2017Aug 2, 2017
Kenneth Warren PoeCharlotte, NcSep 8, 2017Jul 3, 2017
Thomas William FarmerCharlotte, NcSep 8, 2017Jul 3, 2017
The rule
Registrations ended
Sep 8, 2017
Registered next
Jul 3, 2017 to Aug 2, 2017
Branch state
NC
Cities
1, most in Charlotte, Nc
Registered there that day
4 (people still on IAPD; an estimate)
Share of that headcount
100%
Succession by the destination
a succession within a year (Jul 3, 2017), not necessarily this firm
Other teams out of M••••• A•••••••• I•••Other teams into C• B••••••••• P•••••• W•••••