DFX Intelligence
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Team lift-out
3 advisors left 1•• G••••• A••••••• I•• for B••••• A••••••• G••••• I•••
BD affiliatedtono RAUMAffiliated broker-dealer or bank to a newly registered adviserderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Christopher J Ricci | Lincoln, Ri | Jun 12, 2018 | Mar 19, 2018 |
| Dawn Ellen Filliatreault Wood | Lincoln, Ri | Jun 12, 2018 | Mar 19, 2018 |
| James Gerard Couch | Lincoln, Ri | Jun 12, 2018 | Mar 19, 2018 |
The rule
- Registrations ended
- Jun 12, 2018
- Registered next
- Mar 19, 2018
- Branch state
- RI
- Cities
- 1, most in Lincoln, Ri
- Registered there that day
- 563 (people still on IAPD; an estimate)
- Share of that headcount
- 0.5%
- Succession by the destination
- none on the tape