DFX Intelligence
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Team lift-out
7 advisors left 1•• G••••• A••••••• I•• for L•• F•••••••• L••
BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Andrew Joseph Grant | Sparta, Nj | Dec 31, 2018 | Jan 3, 2019 |
| David Henderson | Sparta, Nj | Dec 31, 2018 | Jan 3, 2019 |
| James J Caristia | Sparta, Nj | Dec 31, 2018 | Jan 7, 2019 |
| Joseph Reed | Chester, Nj | Dec 31, 2018 | Jan 3, 2019 |
| Michael Joseph Wade | Sparta, Nj | Dec 31, 2018 | Jan 8, 2019 |
| Michael Stieglitz | Sparta, Nj | Dec 31, 2018 | Jan 3, 2019 |
| Natacha Tania Smith | Chester, Nj | Dec 31, 2018 | Jan 3, 2019 |
The rule
- Registrations ended
- Dec 31, 2018
- Registered next
- Jan 3, 2019 to Jan 8, 2019
- Branch state
- NJ
- Cities
- 2, most in Sparta, Nj
- Registered there that day
- 551 (people still on IAPD; an estimate)
- Share of that headcount
- 1.3%
- Succession by the destination
- none on the tape