DFX Intelligence
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Firm absorbed
10 advisors left C•••••• C•••••• M••••••••• for C•••••• C•••••• M••••••••• L••
othertono RAUMOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Adam P Hoffmann | Northfield, Mn | Dec 31, 2015 | Dec 17, 2015 |
| Andrew Allen Hauskins | Northfield, Mn | Dec 31, 2015 | Dec 17, 2015 |
| Callie Rae Geist | Northfield, Mn | Dec 31, 2015 | Dec 15, 2015 |
| Gregory Alan Carlson | Northfield, Mn | Dec 31, 2015 | Dec 17, 2015 |
| Jason Brandt Kley | Northfield, Mn | Dec 31, 2015 | Dec 17, 2015 |
| Jeffrey Robert Carlson | Northfield, Mn | Dec 31, 2015 | Dec 15, 2015 |
| Kevin Paul Koski | Northfield, Mn | Dec 31, 2015 | Dec 15, 2015 |
| Matthew James Morehead | Northfield, Mn | Dec 31, 2015 | Dec 17, 2015 |
| Paul Wayne Swanson | Northfield, Mn | Dec 31, 2015 | Dec 15, 2015 |
| Justin Daniel Stets | Northfield, Mn | Jan 6, 2016 | Dec 15, 2015 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Dec 31, 2015 to Jan 6, 2016
- Registered next
- Dec 15, 2015 to Dec 17, 2015
- Branch state
- MN
- Cities
- 1, most in Northfield, Mn
- Registered there that day
- 10 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- Succession by the destination
- none on the tape