DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• J•••• M•••••••

C••••• P••••••• L••independent RIADenver, Co IA-onlyIAPD 4568464

Feed of 09/15/2026

At current firm

1 y

since Oct 1, 2024

In the industry

24 y

since Nov 14, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• P••••••• L•• independent RIA current
since Oct 1, 2024 · Denver, Co
J••••••• W••••• M••••••••• former
Apr 13, 2022 to Oct 22, 2024 · Denver, Co
C•••••• C•••••• M••••••••• L•• former
Dec 17, 2015 to May 17, 2022 · Northfield, Mn
C•••••• C•••••• M••••••••• former
Oct 28, 2015 to Dec 31, 2015 · Northfield, Mn
G••••••••• A•••••••• L•• independent RIA
Dec 10, 2013 to Oct 7, 2015 · Towson, Md
B••••••••• W••••• • F•••••••• M••••••••• L•• former
Nov 11, 2011 to Mar 22, 2012 · Bethesda, Md
J••••••• W••••• M••••••••• former
Dec 7, 2001 to Nov 8, 2011 · Greenwood Village, Co

Moves

a registration end followed by a registration begin elsewhere

J••••••• W••••• M••••••••• to C••••• P••••••• L••
left Oct 22, 2024, registered Oct 1, 2024 (-21 days) · RIA to RIA · moved with a team
C•••••• C•••••• M••••••••• L•• to J••••••• W••••• M•••••••••
left May 17, 2022, registered Apr 13, 2022 (-34 days) · RIA to RIA
C•••••• C•••••• M••••••••• to C•••••• C•••••• M••••••••• L••
left Dec 31, 2015, registered Dec 17, 2015 (-14 days) · channel change inside one enterprise, not a move · moved with a team
G••••••••• A•••••••• L•• to C•••••• C•••••• M•••••••••
left Oct 7, 2015, registered Oct 28, 2015 (21 days) · Other
B••••••••• W••••• • F•••••••• M••••••••• L•• to G••••••••• A•••••••• L••
left Mar 22, 2012, registered Dec 10, 2013 (628 days) · Other
J••••••• W••••• M••••••••• to B••••••••• W••••• • F•••••••• M••••••••• L••
left Nov 8, 2011, registered Nov 11, 2011 (3 days) · Other

Signals

M•••••• J•••• M••••••• left J••••••• W••••• M••••••••• for C••••• P••••••• L•• (registered 2024-10-01)
Oct 22, 2024 · Advisor changed firm · fact
M•••••• J•••• M••••••• left C•••••• C•••••• M••••••••• L•• for J••••••• W••••• M••••••••• (registered 2022-04-13)
May 17, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address