DFX Intelligence
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Channel change (one enterprise)
2 advisors moved from T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
Not a lift-out: one firm's name is the other's with a word added, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
independent RIAtono RAUMOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Roland Patrick Villanueva | Cupertino, Ca | Jan 31, 2020 | Oct 24, 2016 |
| Madeleine Noel Smith | San Diego, Ca | Feb 3, 2020 | Aug 18, 2017 |
| Micah Robert Cummins | San Diego, Ca | Feb 5, 2020 | May 14, 2009 |
| Ian Starkel | San Diego, Ca | Feb 8, 2020 | Mar 6, 2017 |
| Mohammad Nayeem Qureshi | Walnut Creek, Ca | Feb 12, 2020 | Aug 16, 2018 |
| Alex Gregory Gutierrez | San Diego, Ca | Feb 19, 2020 | Feb 27, 2018 |
| Waldebert Raquel | Long Beach, Ca | Feb 22, 2020 | Aug 11, 2016 |
The rule
- Registrations ended
- Jan 31, 2020 to Feb 3, 2020
- Registered next
- Oct 24, 2016 to Aug 18, 2017
- Branch state
- CA
- Cities
- 2, most in Cupertino, Ca
- Registered there that day
- 1,480 (people still on IAPD; an estimate)
- Share of that headcount
- 0.1%
- One enterprise because
- one firm's name is the other's with a word added
- Succession by the destination
- none on the tape