DFX Intelligence
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Channel change (one enterprise)
4 advisors moved from T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
Not a lift-out: one firm's name is the other's with a word added, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
independent RIAtono RAUMOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Gregory Michael Starkey | San Diege, Ca | Oct 7, 2021 | Feb 16, 2018 |
| Michele Renae Michaels | Thousand Oaks, Ca | Oct 19, 2021 | Sep 8, 2020 |
The rule
- Registrations ended
- Oct 7, 2021 to Oct 20, 2021
- Registered next
- Jul 26, 2016 to Sep 8, 2020
- Branch state
- CA
- Cities
- 4, most in Beverly Hills, Ca
- Registered there that day
- 856 (people still on IAPD; an estimate)
- Share of that headcount
- 0.5%
- One enterprise because
- one firm's name is the other's with a word added
- Succession by the destination
- none on the tape