DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Channel change (one enterprise)
2 advisors moved from T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
Not a lift-out: one firm's name is the other's with a word added, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
independent RIAtono RAUMOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Kelly Marlene Willi | Edina, Mn | Jun 27, 2023 | Nov 16, 2010 |
| Dennis Gunderson | Saint Paul, Mn | Jul 3, 2023 | Feb 27, 2018 |
The rule
- Registrations ended
- Jun 27, 2023 to Jul 3, 2023
- Registered next
- Nov 16, 2010 to Feb 27, 2018
- Branch state
- MN
- Cities
- 2, most in Edina, Mn
- Registered there that day
- 764 (people still on IAPD; an estimate)
- Share of that headcount
- 0.3%
- One enterprise because
- one firm's name is the other's with a word added
- Succession by the destination
- none on the tape