DFX Intelligence
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Channel change (one enterprise)
3 advisors moved from T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
Not a lift-out: one firm's name is the other's with a word added, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
independent RIAtono RAUMOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Jonathan Thomas Plance | Omaha, Ne | Jul 29, 2019 | Dec 3, 2018 |
| Ryan Matthew Dethlefs | Omaha, Ne | Aug 1, 2019 | Dec 3, 2018 |
| Steve M Adams | Omaha, Ne | Aug 14, 2019 | Jan 23, 2009 |
The rule
- Registrations ended
- Jul 29, 2019 to Aug 14, 2019
- Registered next
- Jan 23, 2009 to Dec 3, 2018
- Branch state
- NE
- Cities
- 1, most in Omaha, Ne
- Registered there that day
- 1,534 (people still on IAPD; an estimate)
- Share of that headcount
- 0.2%
- One enterprise because
- one firm's name is the other's with a word added
- Succession by the destination
- none on the tape