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Channel change (one enterprise)

4 advisors moved from T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••

Not a lift-out: one firm's name is the other's with a word added, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.

independent RIAtono RAUMOtherderived from registration dates
Members
AdvisorBranchLeftRegistered
Megan FehribachSouthlake, TxSep 11, 2020Jan 31, 2017
Aalok PatelSugarland, TxSep 14, 2020Feb 27, 2018
Meghann QuaiderSouthlake, TxSep 18, 2020Jun 14, 2018
Nicholas Alexander BertramSouthlake, TxSep 18, 2020Oct 26, 2015
Anthony Frank GiocoHouston, TxSep 26, 2020May 6, 2009
The rule
Registrations ended
Sep 11, 2020 to Sep 18, 2020
Registered next
Oct 26, 2015 to Jun 14, 2018
Branch state
TX
Cities
2, most in Southlake, Tx
Registered there that day
1,364 (people still on IAPD; an estimate)
Share of that headcount
0.3%
One enterprise because
one firm's name is the other's with a word added
Succession by the destination
none on the tape