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Registered advisor
A•••• P••••
Feed of 09/14/2026
Also filed as A•••• D P••••
At current firm
2 y
since Jan 25, 2024
In the industry
14 y
since Oct 11, 2011 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Jan 25, 2024 · Houston, Tx
- M••••• S•••••• wirehouseSep 5, 2023 to Jan 19, 2024 · Houston, Tx
- E•••••• C•••••• M••••••••• L•• formerNov 2, 2021 to Sep 5, 2023 · Houston, Tx
- J••• M••••• S••••••••• L•• wirehouseSep 29, 2020 to Oct 20, 2021 · Houston, Tx
- T• A••••••••• I••• formerFeb 27, 2018 to Sep 14, 2020 · Sugarland, Tx
- T• A••••••••• I••••••••• M••••••••• L•• formerFeb 26, 2018 to Sep 14, 2020 · Omaha, Ne
- S•••••••• I••••••••• M••••••••• formerApr 13, 2017 to Feb 26, 2018 · Saint Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to J••• M••••• S••••••••• L••left Jan 19, 2024, registered Jan 25, 2024 (6 days) · Wirehouse to wirehouse
- E•••••• C•••••• M••••••••• L•• to M••••• S••••••left Sep 5, 2023, registered Sep 5, 2023 (0 days) · corporate re-registration, not a move
- J••• M••••• S••••••••• L•• to E•••••• C•••••• M••••••••• L••left Oct 20, 2021, registered Nov 2, 2021 (13 days) · Wirehouse to independent RIA
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Sep 14, 2020, registered Feb 27, 2018 (-930 days) · channel change inside one enterprise, not a move · moved with a team
- T• A••••••••• I••• to J••• M••••• S••••••••• L••left Sep 14, 2020, registered Sep 29, 2020 (15 days) · Other
- S•••••••• I••••••••• M••••••••• to T• A••••••••• I••••••••• M••••••••• L••left Feb 26, 2018, registered Feb 26, 2018 (0 days) · corporate re-registration, not a move
Signals
- A•••• P•••• left M••••• S•••••• for J••• M••••• S••••••••• L•• (registered 2024-01-25)Jan 19, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address