DFX Intelligence
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Channel change (one enterprise)
2 advisors moved from T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
Not a lift-out: one firm's name is the other's with a word added, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
independent RIAtono RAUMOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Don Errol Hubbard | Westlake, Tx | Jul 6, 2023 | Apr 11, 2014 |
| George Anibar Sorto | Westlake, Tx | Jul 6, 2023 | Jan 23, 2022 |
The rule
- Registrations ended
- Jul 6, 2023
- Registered next
- Apr 11, 2014 to Jan 23, 2022
- Branch state
- TX
- Cities
- 1, most in Westlake, Tx
- Registered there that day
- 757 (people still on IAPD; an estimate)
- Share of that headcount
- 0.3%
- One enterprise because
- one firm's name is the other's with a word added
- Succession by the destination
- none on the tape