DFX Intelligence
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Channel change (one enterprise)
3 advisors moved from S•••• I••••••••• I••• to R•••••• J•••• I••••••••• M•••••••••
Not a lift-out: both firms report R•••••• J•••• Financial, Inc. as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
othertoasset managerOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Adrian Oliver Schultes | Kansas City, Mo | Nov 21, 2017 | Jun 26, 2018 |
| Dana Reed Cunningham | Kansas City, Mo | Nov 21, 2017 | May 22, 2018 |
| Lance Eric Peterson | Kansas City, Mo | Nov 21, 2017 | Jun 5, 2018 |
The rule
- Registrations ended
- Nov 21, 2017
- Registered next
- May 22, 2018 to Jun 26, 2018
- Branch state
- MO
- Cities
- 1, most in Kansas City, Mo
- Registered there that day
- 7 (people still on IAPD; an estimate)
- Share of that headcount
- 43%
- One enterprise because
- both firms report R•••••• J•••• Financial, Inc. as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape