DFX Intelligence
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Firm absorbed
6 advisors left R••••••• I••••••••• A••••••••• I••• for A••••••• W••••• A•••••••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Aaron Richard Squires | Petaluma, Ca | Dec 31, 2021 | Jan 21, 2022 |
| John Hooper Mckee | Redwood City, Ca | Dec 31, 2021 | Jul 30, 2021 |
| Jon Cody Olson | Roseville, Ca | Dec 31, 2021 | Dec 7, 2021 |
| Kyle Max Stodtmeister | Petaluma, Ca | Dec 31, 2021 | Jan 21, 2022 |
| Michael Jerome Lickiss | Petaluma, Ca | Dec 31, 2021 | Dec 6, 2021 |
| Scott Alan Berg | Alamo, Ca | Dec 31, 2021 | Dec 9, 2021 |
The rule
- Registrations ended
- Dec 31, 2021
- Registered next
- Jul 30, 2021 to Jan 21, 2022
- Branch state
- CA
- Cities
- 4, most in Petaluma, Ca
- Registered there that day
- 9 (people still on IAPD; an estimate)
- Share of that headcount
- 67%
- Succession by the destination
- none on the tape