DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Arkadios Wealth Advisors
Legal name Arkadios Wealth Advisors LLC
Latest filing Jun 9, 2026
First filing on the tape Jun 16, 2017 · 68 filings
SEC status approved since Jul 17, 2017
RAUM
$8.8B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
84%
$7.4B individuals and HNW
Advisors
221
registered through the firm on IAPD
RAUM per advisor
$39.8M
derived; firm RAUM over IAPD count
Employees
188
151 advisory (5.B.1)
Offices
104
beyond the principal office
Private funds
0
reported on Schedule D
History
68 filings and snapshots on the tape
RAUM$8.8B as of Jun 9, 2026
Feb 22, 2018$0 then
HNW client RAUM$3.3B as of Jun 9, 2026
Mar 28, 2019$8.5M then
State-registered IARs (5.B.3)60 as of Jun 9, 2026
Feb 22, 20183 then
Employees (5.A)188 as of Jun 9, 2026
Feb 22, 20183 then
Private funds: no history
RAUM +128% over the last fiscal year+71% a year over threeIARs 60 to 60offices 64 to 104
Practice profile
derived from the filing of Jun 9, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $39.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 64derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.3MderivedHNW RAUM over HNW clients
- Average account
- $590,477derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.8derivedItem 5.A over advisors
- Advisors per office
- 2.1derived105 offices incl. principal (1.F.5)
- RAUM growth, one year
- +128%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +22%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Wrap fee program
- $3.0BreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$4.1B47%
- High-net-worth individuals$3.3B37%
- Corporations and businesses$1.3B15%
- Charitable organizations$59.8M0.7%
- Pension and profit-sharing plans$35.0M0.4%
- Individual clients
- 13,556reported
- HNW clients
- 764reported
- Pension plan clients
- 29reported
- Charitable clients
- 16reported
- Accounts
- 14,886reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.84 fund_share=0.0 institutional_share=0.01 related_bd=true related_bank=false bd_reps=112.0derived
Advisors registered through the firm
218 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| David Yancey Millican | Atlanta, Ga | Jul 21, 2017 | 29 y | 4 |
| John Dorward Harrison | Atlanta, Ga | Nov 27, 2017 | 23 y | 0 |
| Michael Joseph SievertCertified Financial Planner | Jacksonville, Fl | Feb 28, 2018 | 33 y | 2 |
| Jason Corey Griggs | Jacksonville, Fl | Mar 28, 2018 | 17 y | 4 |
| Stanley Lewandoski | Jacksonville, Fl | Apr 4, 2018 | 24 y | 4 |
| Dale Clayton Farmer | Jacksonville, Fl | May 15, 2018 | 45 y | 3 |
| Gregg S LentzChartered Financial Consultant | West End , Wi | Jun 1, 2018 | 39 y | 3 |
| Matt Porter | New Berlin, Wi | Jun 1, 2018 | 38 y | 3 |
| Javier F Reyes Colon | San Juan, Pr | Oct 8, 2018 | 26 y | 4 |
| Joseph Bruce Patire | Hoosick Falls, Ny | Oct 17, 2018 | 27 y | 4 |
| Patrick CarpenterChartered Financial Analyst | Atlanta, Ga | Oct 17, 2018 | 20 y | 1 |
| Michael Watson Belote | Atlanta, Ga | Oct 18, 2018 | 16 y | 3 |
| David Neilson SummersChartered Financial Analyst | Atlanta, Ga | Oct 18, 2018 | 30 y | 3 |
| Enrique Lopez | Mission, Tx | Dec 7, 2018 | 31 y | 3 |
| William Ross Nelson | Atlanta, Ga | Jan 11, 2019 | 21 y | 0 |
| Patrick Warren Simpkins | Raleigh, Nc | Mar 4, 2019 | 28 y | 5 |
| Ronald Norman York | Wall, Nj | Apr 30, 2019 | 16 y | 2 |
| Janet Santa SherryCertified Financial Planner | Wall, Nj | May 6, 2019 | 29 y | 4 |
| Alan Stuart Berger | Wall, Nj | May 6, 2019 | 24 y | 2 |
| Jonathan Michael RotzCertified Financial Planner | Frisco, Tx | Jul 22, 2019 | 25 y | 3 |
| James Anthony ParryChartered Financial Consultant | Frisco, Tx | Jul 23, 2019 | 34 y | 3 |
| Suzanne Wheeler | Olney, Md | Aug 22, 2019 | 21 y | 2 |
| Ke Minh Dao | Raritan, Nj | Sep 18, 2019 | 24 y | 3 |
| Charles Alexander SmithCertified Financial Planner | Huntsville, Al | Nov 7, 2019 | 15 y | 1 |
| David Steven Hyman | Huntsville, Al | Dec 2, 2019 | 15 y | 1 |
| Ronnie D Howard | Wall, Nj | Jan 2, 2020 | 15 y | 0 |
| Jamie Edward Fang | Raritan, Nj | Jan 31, 2020 | 14 y | 0 |
| Stephen John Ferencik | Atlanta, Ga | Apr 7, 2020 | 27 y | 3 |
| William Louis HerfordChartered Financial Consultant | Charlotte, Nc | May 13, 2020 | 25 y | 3 |
| Randolph Bernard Autrey | Indian Land, Sc | May 21, 2020 | 36 y | 2 |
| Matthew Dunning PrattChartered Financial Consultant | Charlotte, Nc | May 21, 2020 | 22 y | 2 |
| Terry Boyd Domm | Atlanta, Ga | Jun 2, 2020 | 30 y | 3 |
| Mark Hearne TuckerChartered Financial Analyst | Sarasota, Fl | Aug 21, 2020 | 24 y | 2 |
| Blayne Allen AndersenCertified Financial Planner | Idaho Falls, Id | Oct 14, 2020 | 16 y | 1 |
| Jonathan Drew Keller | Boca Raton, Fl | Feb 19, 2021 | 23 y | 2 |
| Matthew Bradley Brozik | Mankato, Mn | Apr 30, 2021 | 15 y | 2 |
| Frank B HannaChartered Financial Consultant | Berwyn, Pa | May 5, 2021 | 16 y | 2 |
| Benjamin Carney Bateman | Rehoboth Beach, De | May 5, 2021 | 12 y | 3 |
| Bryan R CoglianoCertified Financial Planner | Berwyn, Pa | May 6, 2021 | 25 y | 3 |
| John Hooper Mckee | Redwood City, Ca | Jul 30, 2021 | 37 y | 2 |
Advisor movement
6 left, 30 joined in 12 months
net +24 in 12 months0 left in 90 days5 joined in 90 daysdeparture rate 2.7% of current headcount26 left over 36 months
Left, latest
- Kristen Marie Newman to Osaic Wealth, Inc.May 5, 2026 · Affiliated broker-dealer or bank to another
- Greggory Jackman to Secura FinancialJan 15, 2026 · Affiliated broker-dealer or bank to independent RIA
- Pedro Antonio Leon to Fourthought Financial Partners, LLC.Nov 4, 2025 · Affiliated broker-dealer or bank to independent RIA
- Brady Jones Clark to LPL Financial LLCOct 30, 2025 · Affiliated broker-dealer or bank to another
- Sean Patrick Gunning to Creative Capital Wealth Management GroupOct 22, 2025 · Affiliated broker-dealer or bank to a state-registered adviser
- Benjamin H Bowles to Raymond James & Associates, Inc.Oct 3, 2025 · Affiliated broker-dealer or bank to another
- Simon F Crew to Creative Capital Wealth Management GroupJul 29, 2025 · Affiliated broker-dealer or bank to a state-registered adviser
- Dillon Dee Hall to Realta Investment Advisors, IncMar 28, 2025 · Affiliated broker-dealer or bank to another
- Douglas William Aumont to EntrewealthMar 17, 2025 · Affiliated broker-dealer or bank to independent RIA
- Ian Davis to Hb WealthJan 28, 2025 · Affiliated broker-dealer or bank to independent RIA
- Jayson Hans Jay to 5 Talents Advisors, IncOct 28, 2024 · Affiliated broker-dealer or bank to a state-registered adviser
- Amy B Lillis-Konopacki to Missionsquare RetirementOct 21, 2024 · Affiliated broker-dealer or bank to another
- Michael Jerome Lickiss to Pacific Wealth Advisory Services LLCJul 5, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
- David James Matulewicz to Holos Integrated WealthMay 1, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
- Brian Jeffry Stephenson to Holos Integrated WealthMay 1, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
Joined, latest
- Ralph Leslie Thrush from Osaic Advisory Services, LLCSep 14, 2026 · Affiliated broker-dealer or bank to another
- Keegan Grant Carl from Osaic Advisory Services, LLCSep 14, 2026 · Affiliated broker-dealer or bank to another
- Justin Farmer from Exit Wealth AdvisorsSep 2, 2026 · RIA to affiliated broker-dealer or bank
- Harvey Ted Fladeland from Frost Investment ServicesAug 20, 2026 · Affiliated broker-dealer or bank to another
- Dylan Gregory Levey from Cetera Investment Advisers LLCAug 14, 2026 · Affiliated broker-dealer or bank to another
- Richard Clinton Sands from Arete Wealth Advisors, LLCJun 3, 2026 · Affiliated broker-dealer or bank to another
- James William Olsen from Legacy Investment Strategies, LLCMay 27, 2026 · Other
- Justin Earl Hensel from Legacy Investment Strategies, LLCMay 25, 2026 · Other
- Robert Michael Childs from Truist Advisory Services, Inc.May 13, 2026 · Affiliated broker-dealer or bank to another
- Charles Allen Ratliff from Morgan StanleyApr 20, 2026 · Wirehouse to affiliated broker-dealer or bank
- Catherine Benson Knowles from Florida Financial Advisors, LLCApr 20, 2026 · Affiliated broker-dealer or bank to another
- Charles James Wetzel from Kestra Advisory Services, LLCMar 31, 2026 · Affiliated broker-dealer or bank to another
- Matthew Marcus from Principal Securities, Inc.Mar 10, 2026 · Affiliated broker-dealer or bank to another
- Raymond Martin from MML Investors Services, LLCMar 9, 2026 · Affiliated broker-dealer or bank to another
- Michael Conrad Kunzler from Northwestern Mutual Investment Services,LLCMar 3, 2026 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Holos Integrated WealthMay 1, 2024 · Kennett Square, Pa
- 7 left for Ae Wealth Management, LLCMar 29, 2024 · Dayton, Oh
- 2 left for Trb Wealth Management, LLCDec 10, 2019 · Harlingen, Tx
- 2 joined from Osaic Advisory Services, LLCSep 15, 2026 · Atlanta, Ga
- 2 joined from Legacy Investment Strategies, LLCJun 1, 2026 · Baton Rouge, La
- 4 joined from Dempsey Lord Smith, LLCFeb 10, 2026 · Rome, Ga
- 2 joined from Rfg Advisory, LLCJan 20, 2026 · Dothan, Al
- 3 joined from Commonwealth Financial NetworkOct 3, 2025 · New York, Ny
- 3 joined from Morgan StanleySep 9, 2025 · Birmingham, Al
- 4 joined from Morgan StanleyAug 20, 2025 · Dothan, Al
- 2 joined from Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 20, 2025 · Dothan, Al
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Van Rensselaer Kiliaen Ludlow · Elected Managercontrolsince 06/2024 · owns less than 5%
- Michael Max Mccomb · Chief Compliance Officercontrolsince 10/2024 · owns less than 5%
- Yancey David Millican · Managing Member/Ceocontrolsince 06/2017 · owns less than 5%
- Steven Gary Schwartz · Elected Managercontrolsince 10/2024 · owns less than 5%
- Mcmaster Hugh Tarbutton · Coocontrolsince 06/2024 · owns less than 5%
- Yancey David Millican · Ownercontrolsince 06/2017 · owns 75% or more of Arkadios Holdings
- Holly Evans · Elected Managersince 06/2024 · owns less than 5%
- John Christopher Mielnicki · Elected Managersince 03/2024 · owns less than 5%
Entity owners
- Arkadios Holdings · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
- Arkadios Capital, LLCbroker-dealern
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Atlanta, Ga · principal | 41 | 6 | 0 | ||
| Forest Hill, Md | 10 | 2 | 0 | ||
| Dothan, Al | 9 | 2 | 0 | ||
| Charlotte, Nc | 8 | 0 | 0 | ||
| Scottsdale, Az | 7 | 0 | 0 | 2 | |
| Fort Worth, Tx | 7 | 1 | 1 | ||
| Jacksonville, Fl | 6 | 0 | 0 | ||
| Metairie, La | 6 | 2 | 1 | ||
| Garden City, Ny | 5 | 5 | 0 | ||
| Wall, Nj | 5 | 0 | 0 | ||
| Columbia, Sc | 4 | 0 | 0 | ||
| Angleton, Tx | 4 | 0 | 0 | ||
| San Antonio, Tx | 4 | 0 | 0 | ||
| Dunwoody, Ga | 4 | 0 | 0 | ||
| Lemoyne, Pa | 3 | 3 | 0 | ||
| Roselle, Il | 3 | 0 | 0 | ||
| Reno, Nv | 3 | 0 | 0 | ||
| New Orleans, La | 3 | 0 | 0 | ||
| Pleasant Grove, Ut | 3 | 3 | 0 | ||
| Raleigh, Nc | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Angleton, TX7 employees
- Reno, NV5 employees
- Wall, NJ5 employees
- Jacksonville, FL4 employees
- Raritan, NJ4 employees
- Berwyn, PA3 employees
- Huntsville, AL3 employees
- San Juan, PR2 employees
- Frisco, TX2 employees
- Wilmington, DE2 employees
- Meridian, ID1 employees
- Boca Raton, FL1 employees
- Vancouver, WA1 employees
- Mankato, MN1 employees
- Rehoboth Beach, DE1 employees
- Murfreesboro, TN1 employees
- , 1 employees
- , 1 employees
- Mcallen, TX1 employees
- Olney, MD1 employees
- Raleigh, NC1 employees
- St. Simons Island, GA1 employees
- Charlotte, NC1 employees
- Idaho Falls, ID1 employees
- Greenwood Village, CO1 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jun 9, 2026Tarbutton, Hugh, McMaster (COO) left Schedule A between the filings of 2024-10-04 and 2026-06-09peers: affiliated wealth managers, $5B to $20B (53)
- office count surgeChange between filings · filing Mar 31, 2026offices other than the principal office (Item 1.F.5) moved from 64.0 to 104.0 (+63.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (51 comparable advisers, 96.0th percentile of changes)peers: affiliated wealth managers, $5B to $20B (51) · 96% percentile
- RAUM up 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $3,856,398,203 to $8,789,840,262 (+128.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +21.0% (52 comparable advisers, 100.0th percentile of changes)peers: affiliated wealth managers, $5B to $20B (52) · 100% percentile
What changed
consecutive filings, newest first
- Accounts · 12,091 to 14,886Feb 26, 2026 to Mar 31, 2026
- Charity clients · unset to 16.0Feb 26, 2026 to Mar 31, 2026
- Corporate clients · 391 to 521Feb 26, 2026 to Mar 31, 2026
- HNW clients · 624 to 764Feb 26, 2026 to Mar 31, 2026
- Individual clients · 11,076 to 13,556Feb 26, 2026 to Mar 31, 2026
- Pension plan clients · unset to 29.0Feb 26, 2026 to Mar 31, 2026
- Assets in custody · 943896824.0 to unsetFeb 26, 2026 to Mar 31, 2026
- Custody of client assets · true to falseFeb 26, 2026 to Mar 31, 2026
- Other offices · 64 to 104Feb 26, 2026 to Mar 31, 2026
- Discretionary RAUM · $3.9B to $8.8BFeb 26, 2026 to Mar 31, 2026
- HNW RAUM · $1.5B to $3.3BFeb 26, 2026 to Mar 31, 2026
- Individual RAUM · $1.8B to $4.1BFeb 26, 2026 to Mar 31, 2026
- Pension RAUM · unset to 35005706.0Feb 26, 2026 to Mar 31, 2026
- RAUM · $3.9B to $8.8BFeb 26, 2026 to Mar 31, 2026
- Accounts · 1 to 12,091Jan 2, 2025 to Mar 31, 2025
- Advisory employees · 137 to 151Jan 2, 2025 to Mar 31, 2025
- Corporate clients · 289 to 391Jan 2, 2025 to Mar 31, 2025
- HNW clients · 442 to 624Jan 2, 2025 to Mar 31, 2025
- Individual clients · 8,931 to 11,076Jan 2, 2025 to Mar 31, 2025
- Employees · 153 to 188Jan 2, 2025 to Mar 31, 2025
- Financial planning clients · 0 to 101-250Jan 2, 2025 to Mar 31, 2025
- State-registered IARs · 137 to 60Jan 2, 2025 to Mar 31, 2025
- Other offices · 44 to 64Jan 2, 2025 to Mar 31, 2025
- Discretionary RAUM · $2.7B to $3.9BJan 2, 2025 to Mar 31, 2025
- HNW RAUM · $1.0B to $1.5BJan 2, 2025 to Mar 31, 2025
- Individual RAUM · $1.4B to $1.8BJan 2, 2025 to Mar 31, 2025
- RAUM · $2.7B to $3.9BJan 2, 2025 to Mar 31, 2025
- Accounts · 8,782 to 1Feb 6, 2024 to Mar 26, 2024
- Advisory employees · 115 to 137Feb 6, 2024 to Mar 26, 2024
- BD registered reps · 110 to 112Feb 6, 2024 to Mar 26, 2024
- Charity clients · 8.0 to unsetFeb 6, 2024 to Mar 26, 2024
- Corporate clients · 241 to 289Feb 6, 2024 to Mar 26, 2024
- HNW clients · 285 to 442Feb 6, 2024 to Mar 26, 2024
- Individual clients · 7,917 to 8,931Feb 6, 2024 to Mar 26, 2024
- Pension plan clients · 331.0 to unsetFeb 6, 2024 to Mar 26, 2024
- Employees · 140 to 153Feb 6, 2024 to Mar 26, 2024
- Financial planning clients · 26-50 to 0Feb 6, 2024 to Mar 26, 2024
- State-registered IARs · 140 to 137Feb 6, 2024 to Mar 26, 2024
- Other offices · 47 to 44Feb 6, 2024 to Mar 26, 2024
- Discretionary RAUM · $1.8B to $2.7BFeb 6, 2024 to Mar 26, 2024
Signals
60 dated events
- Ralph Leslie Thrush added a PA registration at Arkadios Wealth AdvisorsSep 16, 2026 · New state registration · fact
- 2 advisors left Osaic Advisory Services, LLC (Atlanta, GA) for Arkadios Wealth Advisors on the same daySep 15, 2026 · Team lift-out · derived
- Ralph Leslie Thrush added a TX registration at Arkadios Wealth AdvisorsSep 14, 2026 · New state registration · fact
- Eric Fenlason no longer registered at Arkadios Wealth Advisors; no later IA registration on IAPDJun 5, 2026 · Advisor departure · fact
- 2 advisors left Legacy Investment Strategies, LLC (Baton Rouge, LA) for Arkadios Wealth Advisors within 11 daysJun 1, 2026 · Team lift-out · derived
- Kristen Marie Newman left Arkadios Wealth Advisors for Osaic Wealth, Inc. (registered 2026-05-04)May 5, 2026 · Advisor changed firm · fact
- Arkadios Wealth Advisors reported RAUM $8.8B, up 128% from $3.9B (2026-02-26 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Arkadios Wealth Advisors reported 104 offices beyond its principal office, up from 64 (2026-02-26 to 2026-03-31)Mar 31, 2026 · Office count change · derived
- 4 advisors left Dempsey Lord Smith, LLC (Rome, GA) for Arkadios Wealth Advisors within 14 daysFeb 10, 2026 · Team lift-out · derived
- 2 advisors left Rfg Advisory, LLC (Dothan, AL) for Arkadios Wealth Advisors a day apartJan 20, 2026 · Team lift-out · derived
- Greggory Jackman left Arkadios Wealth Advisors for Secura Financial (registered 2026-07-22)Jan 15, 2026 · Advisor changed firm · fact
- Pedro Antonio Leon left Arkadios Wealth Advisors for Fourthought Financial Partners, Llc. (registered 2025-09-25)Nov 4, 2025 · Advisor changed firm · fact
- Brady Jones Clark left Arkadios Wealth Advisors for Lpl Financial Llc (registered 2025-11-06)Oct 30, 2025 · Advisor changed firm · fact
- Sean Patrick Gunning left Arkadios Wealth Advisors for Creative Capital Wealth Management Group (registered 2026-01-08)Oct 22, 2025 · Advisor changed firm · fact
- Benjamin H Bowles left Arkadios Wealth Advisors for Raymond James & Associates, Inc. (registered 2025-10-21)Oct 3, 2025 · Advisor changed firm · fact
- 3 advisors left Commonwealth Financial Network (New York, NY) for Arkadios Wealth Advisors on the same dayOct 3, 2025 · Team lift-out · derived
- 3 advisors left Morgan Stanley (Birmingham, AL) for Arkadios Wealth Advisors on the same daySep 9, 2025 · Team lift-out · derived
- 4 advisors left Morgan Stanley (Dothan, AL) for Arkadios Wealth Advisors on the same dayAug 20, 2025 · Team lift-out · derived
- 2 advisors left Merrill Lynch, Pierce, Fenner & Smith Incorporated (Dothan, AL) for Arkadios Wealth Advisors on the same dayAug 20, 2025 · Team lift-out · derived
- Simon F Crew left Arkadios Wealth Advisors for Creative Capital Wealth Management Group (registered 2024-08-20)Jul 29, 2025 · Advisor changed firm · fact
- Arkadios Wealth Advisors reported 64 offices beyond its principal office, up from 44 (2025-01-02 to 2025-03-31)Mar 31, 2025 · Office count change · derived
- Arkadios Wealth Advisors reported 60 state-registered advisory representatives, down from 137 (2025-01-02 to 2025-03-31)Mar 31, 2025 · Advisor headcount change · derived
- Arkadios Wealth Advisors reported RAUM $3.9B, up 44% from $2.7B (2025-01-02 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Dillon Dee Hall left Arkadios Wealth Advisors for Realta Investment Advisors, Inc (registered 2025-03-04)Mar 28, 2025 · Advisor changed firm · fact
- Douglas William Aumont left Arkadios Wealth Advisors for Entrewealth (registered 2025-04-10)Mar 17, 2025 · Advisor changed firm · fact
- Ian Davis left Arkadios Wealth Advisors for Hb Wealth (registered 2025-11-07)Jan 28, 2025 · Advisor changed firm · fact
- 2 advisors left Wintrust Investments (Naples, FL) for Arkadios Wealth Advisors on the same dayDec 11, 2024 · Team lift-out · derived
- 2 advisors left Wintrust Investments (Plainfield, IL) for Arkadios Wealth Advisors on the same dayDec 11, 2024 · Team lift-out · derived
- Jayson Hans Jay left Arkadios Wealth Advisors for 5 Talents Advisors, Inc (registered 2024-10-30)Oct 28, 2024 · Advisor changed firm · fact
- Amy B Lillis-Konopacki left Arkadios Wealth Advisors for Missionsquare Retirement (registered 2025-06-12)Oct 21, 2024 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
- Arkadios Wealth Advisors · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Business phone
- 404-445-0035reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/arkadios-capitalreportedpublic record, Form ADV, Sep 17, 2026
- Website
- arkadioscapital.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 404-445-0035reportedpublic record, Form ADV, Jun 9, 2026
- Contact form
- arkadios.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- arkadios.com/leadershipreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $39.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026