DFX Intelligence
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Channel change (one enterprise)
3 advisors moved from A••••••• P••••••••• A•••••••• I•• to O•••• W•••••• I•••
Not a lift-out: both firms report Ag Artemis Holdings, L.p. as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
BD affiliatedtoBD affiliatedAffiliated broker-dealer or bank to anotherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Gregory Edward Puttick | Holbrook, Ny | May 3, 2022 | May 3, 2022 |
| John D Coscia | Holbrook, Ny | May 4, 2022 | May 2, 2022 |
| John Marinelli | Holbrook, Ny | May 4, 2022 | May 2, 2022 |
The rule
- Registrations ended
- May 3, 2022 to May 4, 2022
- Registered next
- May 2, 2022 to May 3, 2022
- Branch state
- NY
- Cities
- 1, most in Holbrook, Ny
- Registered there that day
- 499 (people still on IAPD; an estimate)
- Share of that headcount
- 0.6%
- One enterprise because
- both firms report Ag Artemis Holdings, L.p. as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape