DFX Intelligence
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Channel change (one enterprise)
2 advisors moved from T•• A••••••• G•••• to T•• A••••••• G••••
Not a lift-out: the two CRDs file under the same business name, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
othertoindependent RIAOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| John Howard Russell | Lubbock, Tx | Nov 28, 2018 | Dec 8, 2017 |
| Shelby Lynne Russell | Lubbock, Tx | Nov 28, 2018 | Dec 7, 2017 |
The rule
- Registrations ended
- Nov 28, 2018
- Registered next
- Dec 7, 2017 to Dec 8, 2017
- Branch state
- TX
- Cities
- 1, most in Lubbock, Tx
- Registered there that day
- 2 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- One enterprise because
- the two CRDs file under the same business name
- Succession by the destination
- none on the tape