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Team lift-out

2 advisors left P•••••••• S••••••••• I••• for P•••••••• A•••••• S•••••••

BD affiliatedtono RAUMAffiliated broker-dealer or bank to a newly registered adviserderived from registration dates
Members
AdvisorBranchLeftRegistered
Brad Michael SchlichteDes Moines, IaApr 2, 2019Apr 25, 2019
Brandy Sue LampDes Moines, IaApr 5, 2019Apr 26, 2019
The rule
Registrations ended
Apr 2, 2019 to Apr 5, 2019
Registered next
Apr 25, 2019 to Apr 26, 2019
Branch state
IA
Cities
1, most in Des Moines, Ia
Registered there that day
963 (people still on IAPD; an estimate)
Share of that headcount
0.2%
Succession by the destination
none on the tape