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Team lift-out

2 advisors left P•••••••• S••••••••• I••• for L•• F•••••••• L••

BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
AdvisorBranchLeftRegistered
Cynthia Diane RivasEl Paso, TxMay 2, 2019Apr 24, 2019
Richard Jason MojicaEl Paso, TxMay 2, 2019Apr 24, 2019
The rule
Registrations ended
May 2, 2019
Registered next
Apr 24, 2019
Branch state
TX
Cities
1, most in El Paso, Tx
Registered there that day
958 (people still on IAPD; an estimate)
Share of that headcount
0.2%
Succession by the destination
none on the tape