DFX Intelligence
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Team lift-out
2 advisors left S•••• W••••• M••••••••• L•• for I••••••••• A•••••• A•••••••• L••
BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Brenton Mathew Bersin | Charlotte, Nc | Mar 5, 2020 | Mar 12, 2020 |
| Lisa Sheedy Oviatt | Charlotte, Nc | Mar 5, 2020 | Mar 6, 2020 |
The rule
- Registrations ended
- Mar 5, 2020
- Registered next
- Mar 6, 2020 to Mar 12, 2020
- Branch state
- NC
- Cities
- 1, most in Charlotte, Nc
- Registered there that day
- 59 (people still on IAPD; an estimate)
- Share of that headcount
- 3.4%
- Succession by the destination
- none on the tape