DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Independent Advisor Alliance, LLC
Latest filing Aug 19, 2026
First filing on the tape Nov 8, 2013 · 275 filings
SEC status approved since Nov 26, 2013
RAUM
$17B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
95%
$16B individuals and HNW
Advisors
303
registered through the firm on IAPD
RAUM per advisor
$56.9M
derived; firm RAUM over IAPD count
Employees
251
247 advisory (5.B.1)
Offices
140
beyond the principal office
Private funds
0
reported on Schedule D
History
275 filings and snapshots on the tape
RAUM$17B as of Aug 19, 2026
Mar 24, 2014$158M then
HNW client RAUM$12B as of Aug 19, 2026
Mar 30, 2018$285M then
State-registered IARs (5.B.3)251 as of Aug 19, 2026
Mar 24, 20140 then
Employees (5.A)251 as of Aug 19, 2026
Mar 24, 201422 then
Private funds: no history
RAUM +22% over the last fiscal year+20% a year over threeIARs 243 to 251
Practice profile
derived from the filing of Aug 19, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Multi-office growth platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $56.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 139derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $768,435derivedHNW RAUM over HNW clients
- Average account
- $382,945derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.8derivedItem 5.A over advisors
- Advisors per office
- 2.1derived141 offices incl. principal (1.F.5)
- RAUM growth, one year
- +22%derivedbetween the last two annual amendments
- Advisor growth, one year
- +3.3%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +26%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, publications, educational seminarsreportedItem 5.G
- Wrap fee program
- $11BreportedItem 5.I
- Custody
- $1.8B, 2,553 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Firms absorbed, 24 months
- 1derivedhalf or more of a firm's advisors moved here within 14 days
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$12B69%
- Individuals$4.3B25%
- Charitable organizations$473M2.7%
- Corporations and businesses$292M1.7%
- Pension and profit-sharing plans$148M0.9%
- Individual clients
- 26,649reported
- HNW clients
- 15,578reported
- Pension plan clients
- 875reported
- Charitable clients
- 932reported
- Accounts
- 45,002reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $1.8B for 2,553 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=221.0derived
Advisors registered through the firm
303 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Mike Scott SheetsCertified Financial Planner | Irvine, Ca | May 18, 2007 | 21 y | 2 |
| Avinash Kochikar PaiCertified Financial Planner | Irvine, Ca | Aug 3, 2007 | 22 y | 2 |
| David Everett Mckenzie | Newport Beach, Ca | Sep 25, 2009 | 22 y | 2 |
| Robert Paul Russo | Charlotte, Nc | Dec 17, 2013 | 24 y | 1 |
| Craig Boyce FaileCertified Financial Planner | Charlotte, Nc | Dec 20, 2013 | 29 y | 1 |
| Jessica Nadine Sexton | Charlotte, Nc | Mar 6, 2014 | 18 y | 2 |
| Keith A GregoryCertified Financial Planner | Lake Wylie, Sc | Mar 7, 2014 | 19 y | 1 |
| Stephanie Yaun VokralCertified Financial Planner | Columbia, Sc | Mar 17, 2014 | 27 y | 2 |
| William Brett Mckeithan | Southport, Nc | May 20, 2014 | 29 y | 1 |
| Gary Lynn Deese, Cltc | Lexington, Sc | Jun 25, 2014 | 23 y | 1 |
| Antonio Vince Porretta | Harrisburg, Nc | Jul 22, 2014 | 26 y | 1 |
| Richard Justin SchrumCertified Financial Planner | Wilmington, Nc | Aug 20, 2014 | 20 y | 2 |
| William Ryan Tripp | Aiken, Sc | Aug 22, 2014 | 21 y | 1 |
| William Brad Brantley | Charlotte, Nc | Aug 25, 2014 | 30 y | 3 |
| Ryan John Schrift | Belmont, Nc | Aug 29, 2014 | 19 y | 1 |
| John Paul Sineath | Columbia, Sc | Sep 24, 2014 | 15 y | 1 |
| Darryl Cermak-Serfass | Summerfield, Nc | Oct 7, 2014 | 17 y | 1 |
| Robert Bruce Eberst | Boca Raton, Fl | Oct 13, 2014 | 27 y | 4 |
| Jeffrey Michael LansinkCertified Financial Planner | Mount Pleasant, Sc | Jan 7, 2015 | 29 y | 1 |
| Richard Wayne Harvey | Greensboro, Nc | Feb 9, 2015 | 27 y | 1 |
| Terrence Colen | Charlotte, Nc | Mar 2, 2015 | 27 y | 1 |
| Michael Sheridan York | Raleigh, Nc | Apr 6, 2015 | 27 y | 6 |
| David G. CurryCertified Financial Planner | Charlotte, Nc | Apr 20, 2015 | 23 y | 1 |
| Steven Brian Gallo | Clemmons, Nc | May 26, 2015 | 26 y | 3 |
| Jonathan Michael Marzano | Clemmons, Nc | May 29, 2015 | 25 y | 1 |
| Ty Gary Hensley | Charlotte, Nc | Oct 2, 2015 | 32 y | 1 |
| Clarence Homer Slaughter | High Point, Nc | Mar 3, 2016 | 30 y | 2 |
| Chad Andrew Pannell | Charlotte, Nc | Apr 14, 2016 | 26 y | 2 |
| Philip Aaron LeeCertified Financial Planner | Charlotte, Nc | Apr 14, 2016 | 21 y | 1 |
| John Eric Osterberg | Charlotte, Nc | Apr 20, 2016 | 32 y | 2 |
| David Lee Bolick | Salisbury, Nc | May 18, 2016 | 30 y | 2 |
| George Henry Irby | Matthews, Nc | Jun 2, 2016 | 14 y | 2 |
| Charlene Marie Burkhardt | Fremont, Ca | Jun 30, 2016 | 35 y | 2 |
| Nadine Marie Lord-Divan | La Quinta, Ca | Jun 30, 2016 | 35 y | 2 |
| Johnny Kenard Rutledge | Matthews, Nc | Jul 5, 2016 | 18 y | 1 |
| Michael A Mcgilvary | Clemmons, Nc | Aug 17, 2016 | 11 y | 1 |
| Richard Christopher Fallin | Charlotte, Nc | Oct 7, 2016 | 20 y | 1 |
| Charles Keith Dixon | Matthews, Nc | Nov 6, 2016 | 32 y | 3 |
| Kyle Robert ArcandChartered Financial Consultant | Chesapeake, Va | Nov 10, 2016 | 38 y | 1 |
| Grant Barnett Goodwin | Charlotte, Nc | Dec 15, 2016 | 25 y | 2 |
Advisor movement
18 left, 24 joined in 12 months
net +6 in 12 months7 left in 90 days6 joined in 90 daysdeparture rate 5.9% of current headcount49 left over 36 months
Left, latest
- Matthew Lawrence Darpel to LPL Financial LLCAug 25, 2026 · RIA to affiliated broker-dealer or bank
- Benjamin Paul Mcelwee to LPL Financial LLCAug 13, 2026 · RIA to affiliated broker-dealer or bank
- John Alexander Black to Cetera Investment Advisers LLCAug 12, 2026 · RIA to affiliated broker-dealer or bank
- John Sherrill Sloop to LPL Financial LLCAug 12, 2026 · RIA to RIA
- Morgan Elizabeth Hinchen to Cetera Investment Advisers LLCAug 12, 2026 · RIA to affiliated broker-dealer or bank
- Allison F Grier to Cetera Investment Advisers LLCAug 12, 2026 · RIA to affiliated broker-dealer or bank
- Derek Edwin Woods to FacetJul 6, 2026 · RIA to RIA
- Michael Jon Forney to Lifeworks Advisors, LLCApr 15, 2026 · RIA to RIA
- Todd Gibson Birdwell to Corevision Financial GroupMar 4, 2026 · Other
- Jonathan Phillip Bednar to Corevision Financial GroupMar 4, 2026 · Other
- Jonathan Phillip Bednar to Corevision Financial GroupMar 4, 2026 · Other
- Timothy Stephen Fuller to Corevision Financial GroupMar 4, 2026 · Other
- Jeffery Wilson Masters to Gateway Wealth Partners, LLCFeb 24, 2026 · Other
- Thomas Edwin Perry to Osaic Wealth, Inc.Feb 20, 2026 · Other
- Nicholas Arthur Nielsen to Raymond James Financial Services Advisors, IncJan 22, 2026 · Other
Joined, latest
- Caden Clamp from Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 13, 2026 · Wirehouse to independent RIA
- Trinity N Hawthorne from LPL Financial LLCAug 4, 2026 · Affiliated broker-dealer or bank to independent RIA
- Alvin Dale Riley from LPL Financial LLCAug 3, 2026 · Affiliated broker-dealer or bank to independent RIA
- Ryan Matthew Czamara from Private Advisor Group, LLCJul 23, 2026 · Affiliated broker-dealer or bank to independent RIA
- Jacob Robak from LPL Financial LLCJul 6, 2026 · Affiliated broker-dealer or bank to independent RIA
- Edward Bright from Stock ProJun 24, 2026 · Other
- Laura Kay Brown from MML Investors Services, LLCMay 26, 2026 · Other
- Kristy Jan Meeler from MML Investors Services, LLCMay 22, 2026 · Other
- Stuart Ray Gardner from Charlotte Wealth Management, LLCMay 1, 2026 · Other
- Taylor Daniel Bryant from Charlotte Wealth Management, LLCApr 29, 2026 · Other
- Michael Jon Forney from FacetApr 10, 2026 · RIA to RIA
- Robert J Paolini from Fsc Securities CorporationMar 18, 2026 · Other
- Adam Robert Bott from Wells Fargo AdvisorsMar 12, 2026 · Other
- Steven Patrick Melen from Nich Capital Partners, Inc.Mar 8, 2026 · Other
- Jane Reichard from Merrill Lynch, Pierce, Fenner & Smith IncorporatedFeb 10, 2026 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 3 left for Cetera Investment Advisers LLCAug 12, 2026 · Rock Hill, Sc
- 4 left for Corevision Financial GroupMar 4, 2026 · Knoxville, Tn
- 2 left for Gateway Wealth Partners, LLCAug 21, 2025 · Montgomery, Al
- 2 left for Cypress CapitalMay 23, 2025 · Tallahassee, Fl
- 2 left for Beacon Capital Advisory GroupOct 21, 2024 · Charlotte, Nc
- 3 left for Moneco AdvisorsOct 3, 2024 · Harrison, Ny
- 3 left for Mfp Financial Services, LLCAug 2, 2024 · Dunedin, Fl
- 2 left for Topsail Wealth Management LLCJul 1, 2024 · Charlotte, Nc
- 2 joined from Charlotte Wealth Management, LLCMay 15, 2026 · Charlotte, Nc
- 4 joined from Financial Advocates Investment ManagementSep 25, 2025 · Oregon City, Or
- 3 joined from Financial Advocates Investment ManagementSep 25, 2025 · Olympia, Wa
- 2 joined from Efficient AdvisorsAug 21, 2025 · Mason, Oh
- 3 joined from Advisor Resource CouncilMay 30, 2025 · Metairie, La
- 4 joined from Provence Wealth Management GroupMar 28, 2025 · Irvine, Ca · Firm absorbed
- 2 joined from Davinci Financial DesignsDec 19, 2024 · Columbia, Sc
- 2 joined from Stratos Wealth Partners, LtdApr 1, 2024 · Zanesville, Oh
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- E David Buzo · Chief Marketing Officercontrolsince 08/2023 · owns less than 5%
- R Topaz Morrison · Chief Growth Officercontrolsince 08/2023 · owns less than 5%
- Linwood Jefferson Pitt · Chief Experience Officercontrolsince 08/2021 · owns less than 5%
- Paul Robert Russo · Chief Executive Officer - Foundercontrolsince 09/2013 · owns less than 5%
- Nadine Jessica Sexton · Chief Compliance Officer - Elected Membercontrolsince 02/2014 · owns less than 5%
- Paul Robert Russo · Managing Membercontrolsince 12/2023 · owns 75% or more of Iaa Holdings, LLC
- Corey James Summerlin · Chief Experience Officersince 01/2026 · owns less than 5%
Entity owners
- Iaa Holdings, LLC · Managing Memberdirect · owns 75% or more
- LPL Capital Partners, Inc. · Minority Ownerdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- Matthew Darpely
- Nadine Lord Divaninsurancey
- Sage Insurance Partnersreal estatey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Charlotte, Nc · principal | 36 | 9 | 2 | ||
| Columbia, Sc | 20 | 2 | 1 | ||
| Alexander, Ar | 9 | 2 | 0 | ||
| Raleigh, Nc | 7 | 0 | 1 | ||
| Irvine, Ca | 7 | 1 | 0 | ||
| Little Rock, Ar | 7 | 2 | 0 | ||
| Clemmons, Nc | 6 | 0 | 0 | ||
| Irmo, Sc | 5 | 1 | 0 | ||
| Sussex, Wi | 5 | 0 | 0 | ||
| Matthews, Nc | 5 | 0 | 0 | ||
| Richfield, Wi | 5 | 0 | 0 | ||
| Tallahassee, Fl | 5 | 1 | 0 | ||
| Lexington, Ky | 4 | 1 | 0 | ||
| Jacksonville, Fl | 4 | 0 | 0 | ||
| Bismark, Nd | 4 | 0 | 0 | ||
| Oregon City, Or | 4 | 0 | 0 | ||
| Kokomo, In | 4 | 0 | 0 | ||
| Houston, Tx | 3 | 0 | 0 | ||
| Atlanta, Ga | 3 | 0 | 1 | ||
| Belmont, Nc | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Matthews, NC34 employees
- Irvine, CA7 employees
- Columbia, SC7 employees
- Bryant, AR6 employees
- Raleigh, NC5 employees
- Canton, OH4 employees
- Knoxville, TN4 employees
- Charlotte, NC4 employees
- Charlotte, NC4 employees
- Charlotte, NC4 employees
- Clemmons, NC4 employees
- Cornelius, NC4 employees
- Kokomo, IN3 employees
- Menomonee Falls, WI3 employees
- Bismarck, ND3 employees
- Vineland, NJ3 employees
- Irmo, SC3 employees
- Sussex, WI2 employees
- Tallahassee, FL2 employees
- Temple, TX2 employees
- Carrollton, GA2 employees
- Lexington, KY2 employees
- Duluth, MN2 employees
- Wauwatosa, WI2 employees
- Little Rock, AR2 employees
ADV anomalies
6 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Aug 19, 2026Pitt, Jefferson, Linwood (CHIEF EXPERIENCE OFFICER) left Schedule A between the filings of 2024-01-31 and 2026-08-19peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Aug 19, 2026MORRISON, TOPAZ, R (CHIEF GROWTH OFFICER) left Schedule A between the filings of 2024-01-31 and 2026-08-19peers: independent wealth managers, $5B to $20B (289)
- institutional to wealth shiftCombination · filing Apr 22, 2026institutional share fell 15 points or more while private-client share rose 15 points or more. RAUM $14,074,143,679 to $17,233,280,665, advisors 243 to 251, private clients 33592 to 42227, offices 140 to 140 (2025-04-03 to 2026-04-22)peers: independent wealth managers, $5B to $20B (289)
- client mix shiftChange between filings · filing Apr 22, 2026private-client share of RAUM moved from 9.0% to 95.0% between the annual amendments of 2025-04-03 and 2026-04-22peers: independent wealth managers, $5B to $20B (289)
- HNW share shiftChange between filings · filing Apr 22, 2026HNW share of RAUM moved from 4.0% to 69.0% between the annual amendments of 2025-04-03 and 2026-04-22peers: independent wealth managers, $5B to $20B (289)
- institutional asset share shiftChange between filings · filing Apr 22, 2026institutional share of RAUM moved from 91.0% to 5.0% between the annual amendments of 2025-04-03 and 2026-04-22peers: independent wealth managers, $5B to $20B (289)
What changed
consecutive filings, newest first
- Accounts · 54,861 to 45,002Feb 27, 2026 to Mar 24, 2026
- Advisory employees · 219 to 247Feb 27, 2026 to Mar 24, 2026
- BD registered reps · 211 to 221Feb 27, 2026 to Mar 24, 2026
- Charity clients · 123 to 932Feb 27, 2026 to Mar 24, 2026
- Corporate clients · 214 to 967Feb 27, 2026 to Mar 24, 2026
- HNW clients · 9,632 to 15,578Feb 27, 2026 to Mar 24, 2026
- Individual clients · 23,960 to 26,649Feb 27, 2026 to Mar 24, 2026
- Pension plan clients · 197 to 875Feb 27, 2026 to Mar 24, 2026
- Assets in custody · $2.2B to $1.8BFeb 27, 2026 to Mar 24, 2026
- Employees · 283 to 251Feb 27, 2026 to Mar 24, 2026
- Insurance-licensed employees · 3 to 11Feb 27, 2026 to Mar 24, 2026
- Financial planning clients · 51-100 to 101-250Feb 27, 2026 to Mar 24, 2026
- State-registered IARs · 243 to 251Feb 27, 2026 to Mar 24, 2026
- Discretionary RAUM · $14B to $17BFeb 27, 2026 to Mar 24, 2026
- HNW RAUM · $626M to $12BFeb 27, 2026 to Mar 24, 2026
- Individual RAUM · $575M to $4.3BFeb 27, 2026 to Mar 24, 2026
- Pension RAUM · $188M to $148MFeb 27, 2026 to Mar 24, 2026
- Pooled vehicle RAUM · unset to 0.0Feb 27, 2026 to Mar 24, 2026
- RAUM · $14B to $17BFeb 27, 2026 to Mar 24, 2026
- Financial planning clients · 51-100 to 51-100Apr 3, 2025 to Jun 6, 2025
- Accounts · 52,309 to 54,861Feb 28, 2025 to Apr 3, 2025
- Advisory employees · 228 to 219Feb 28, 2025 to Apr 3, 2025
- BD registered reps · 215 to 211Feb 28, 2025 to Apr 3, 2025
- Charity clients · 105 to 123Feb 28, 2025 to Apr 3, 2025
- Corporate clients · 200 to 214Feb 28, 2025 to Apr 3, 2025
- HNW clients · 9,066 to 9,632Feb 28, 2025 to Apr 3, 2025
- Individual clients · 22,271 to 23,960Feb 28, 2025 to Apr 3, 2025
- Pension plan clients · 143 to 197Feb 28, 2025 to Apr 3, 2025
- Assets in custody · $9.2B to $2.2BFeb 28, 2025 to Apr 3, 2025
- Employees · 230 to 283Feb 28, 2025 to Apr 3, 2025
- Insurance-licensed employees · 2 to 3Feb 28, 2025 to Apr 3, 2025
- Financial planning clients · 251-500 to 51-100Feb 28, 2025 to Apr 3, 2025
- State-registered IARs · 228 to 243Feb 28, 2025 to Apr 3, 2025
- Other offices · 132 to 140Feb 28, 2025 to Apr 3, 2025
- Discretionary RAUM · $13B to $14BFeb 28, 2025 to Apr 3, 2025
- HNW RAUM · $8.0B to $626MFeb 28, 2025 to Apr 3, 2025
- Individual RAUM · $4.3B to $575MFeb 28, 2025 to Apr 3, 2025
- Pension RAUM · $76.1M to $188MFeb 28, 2025 to Apr 3, 2025
- RAUM · $13B to $14BFeb 28, 2025 to Apr 3, 2025
- Insurance-licensed employees · 0 to 2Mar 13, 2024 to Apr 12, 2024
Signals
60 dated events
- Matthew Lawrence Darpel left Independent Advisor Alliance, Llc for Lpl Financial Llc (registered 2025-11-04)Aug 25, 2026 · Advisor changed firm · fact
- Benjamin Paul Mcelwee left Independent Advisor Alliance, Llc for Lpl Financial Llc (registered 2026-08-04)Aug 13, 2026 · Advisor changed firm · fact
- Morgan Elizabeth Hinchen left Independent Advisor Alliance, Llc for Cetera Investment Advisers Llc (registered 2026-08-12)Aug 12, 2026 · Advisor changed firm · fact
- John Sherrill Sloop left Independent Advisor Alliance, Llc for Lpl Financial Llc (registered 2019-03-07)Aug 12, 2026 · Advisor changed firm · fact
- Allison F Grier left Independent Advisor Alliance, Llc for Cetera Investment Advisers Llc (registered 2026-08-12)Aug 12, 2026 · Advisor changed firm · fact
- John Alexander Black left Independent Advisor Alliance, Llc for Cetera Investment Advisers Llc (registered 2026-08-12)Aug 12, 2026 · Advisor changed firm · fact
- 3 advisors left Independent Advisor Alliance, LLC (Rock Hill, SC) for Cetera Investment Advisers LLC on the same dayAug 12, 2026 · Team lift-out · derived
- Derek Edwin Woods left Independent Advisor Alliance, Llc for Facet (registered 2026-07-09)Jul 6, 2026 · Advisor changed firm · fact
- 2 advisors left Charlotte Wealth Management, LLC (Charlotte, NC) for Independent Advisor Alliance, LLC on the same dayMay 15, 2026 · Team lift-out · derived
- Michael Jon Forney left Independent Advisor Alliance, Llc for Lifeworks Advisors, Llc (registered 2026-04-29)Apr 15, 2026 · Advisor changed firm · fact
- Timothy Stephen Fuller left Independent Advisor Alliance, Llc for Corevision Financial Group (registered 2026-08-13)Mar 4, 2026 · Advisor changed firm · fact
- Jonathan Phillip Bednar left Independent Advisor Alliance, Llc for Corevision Financial Group (registered 2026-03-04)Mar 4, 2026 · Advisor changed firm · fact
- Todd Gibson Birdwell left Independent Advisor Alliance, Llc for Corevision Financial Group (registered 2026-03-04)Mar 4, 2026 · Advisor changed firm · fact
- Jonathan Phillip Bednar left Independent Advisor Alliance, Llc for Corevision Financial Group (registered 2026-03-04)Mar 4, 2026 · Advisor changed firm · fact
- 4 advisors left Independent Advisor Alliance, LLC (Knoxville, TN) for Corevision Financial Group on the same dayMar 4, 2026 · Team lift-out · derived
- Jeffery Wilson Masters left Independent Advisor Alliance, Llc for Gateway Wealth Partners, Llc (registered 2026-02-26)Feb 24, 2026 · Advisor changed firm · fact
- Thomas Edwin Perry left Independent Advisor Alliance, Llc for Osaic Wealth, Inc. (registered 2026-01-28)Feb 20, 2026 · Advisor changed firm · fact
- Jeffrey Michael Walters left Independent Advisor Alliance, Llc for Lpl Financial Llc (registered 2025-06-03)Jan 22, 2026 · Advisor changed firm · fact
- William Richard Miller left Independent Advisor Alliance, Llc for Raymond James Financial Services Advisors, Inc (registered 2026-01-22)Jan 22, 2026 · Advisor changed firm · fact
- Nicholas Arthur Nielsen left Independent Advisor Alliance, Llc for Raymond James Financial Services Advisors, Inc (registered 2026-01-22)Jan 22, 2026 · Advisor changed firm · fact
- Andres Mauricio Romero left Independent Advisor Alliance, Llc for E2E Financial (registered 2025-12-17)Dec 16, 2025 · Advisor changed firm · fact
- 4 advisors left Financial Advocates Investment Management (Olympia, WA) for Independent Advisor Alliance, LLC on the same daySep 25, 2025 · Team lift-out · derived
- 3 advisors left Financial Advocates Investment Management (Oregon City, OR) for Independent Advisor Alliance, LLC on the same daySep 25, 2025 · Team lift-out · derived
- Cory Justin Wright left Independent Advisor Alliance, Llc for Gateway Wealth Partners, Llc (registered 2025-11-26)Aug 21, 2025 · Advisor changed firm · fact
- Christopher Michael Hagen left Independent Advisor Alliance, Llc for Gateway Wealth Partners, Llc (registered 2025-08-26)Aug 21, 2025 · Advisor changed firm · fact
- 2 advisors left Efficient Advisors (Mason, OH) for Independent Advisor Alliance, LLC on the same dayAug 21, 2025 · Team lift-out · derived
- 2 advisors left Independent Advisor Alliance, LLC (Montgomery, AL) for Gateway Wealth Partners, LLC on the same dayAug 21, 2025 · Team lift-out · derived
- Andy Dewayne Garcia left Independent Advisor Alliance, Llc for Lpl Financial Llc (registered 2025-06-16)Jun 16, 2025 · Advisor changed firm · fact
- 3 advisors left Advisor Resource Council (Metairie, LA) for Independent Advisor Alliance, LLC on the same dayMay 30, 2025 · Team lift-out · derived
- Erin M Mccarty left Independent Advisor Alliance, Llc for Cypress Capital (registered 2025-05-23)May 23, 2025 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 727-470-9192reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 803-399-2000reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 803-649-9295reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/independentaareportedpublic record, Form ADV, Sep 17, 2026
- Website
- cfgsc.orgreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 888.430.1555reportedpublic record, Form ADV, Aug 19, 2026
- Team page
- crescentfinancialgroup.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $56.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026