DFX Intelligence
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Firm absorbed
3 advisors left C•••••• W••••• M••••••••• I••• for L••••• W••••• P•••••••
independent RIAtono RAUMRIA to a newly registered adviserderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Jan Martha Barnes | Arden Hills, Mn | Sep 1, 2020 | Jul 23, 2020 |
| Mitchell Alan Wood | Arden Hills, Mn | Sep 1, 2020 | Nov 6, 2020 |
| Richard Allen Vasterling | Arden Hills, Mn | Sep 1, 2020 | Aug 4, 2020 |
The rule
- Registrations ended
- Sep 1, 2020
- Registered next
- Jul 23, 2020 to Nov 6, 2020
- Branch state
- MN
- Cities
- 1, most in Arden Hills, Mn
- Registered there that day
- 3 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- Succession by the destination
- none on the tape