DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Larson Wealth Partners

Former SEC-registered adviserMinneapolis, MinnesotaCRD 309688SEC 801-119081IAPD
Legal name Larson Wealth Partners, LLC
Latest filing Apr 30, 2021
First filing on the tape Jun 18, 2020 · 9 filings
RAUM
$152M
reported, Item 5.F
Discretionary
88%
of RAUM
Private clients
99%
$150M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
7 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$152M as of Apr 30, 2021
Nov 13, 2020$230M then
HNW client RAUM$30.6M as of Apr 30, 2021
Nov 13, 2020$119M then
State-registered IARs (5.B.3)2 as of Apr 30, 2021
Jun 18, 20202 then
Employees (5.A)10 as of Apr 30, 2021
Jun 18, 20202 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Apr 30, 2021; every figure names its basis
RAUM per advisor
$75.8MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
273derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.0MderivedHNW RAUM over HNW clients
Average account
$67,130derivedRAUM over accounts (5.F.2.f)
Discretionary
88%derivedof RAUM
Institutional
1.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
5.0derivedItem 5.A over advisors
Advisors per office
1.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, selection of other advisers, otherreportedItem 5.G
Wrap fee program
$73.2MreportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$119M79%
  • High-net-worth individuals$30.6M20%
  • Charitable organizations$1.5M1.0%
Individual clients
530reported
HNW clients
15reported
Pension plan clients
n/areported
Charitable clients
5reported
Accounts
2,258reported
Financial planning clients
0reported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Reid Richard Frith II · Presidentcontrol
    since 05/2020 · owns less than 5%
  • Scott Randy Miller · Chief Compliance Officercontrol
    since 05/2020 · owns less than 5%
  • Douglas Paul Larson · Membercontrol
    since 05/2020 · owns F of Larson Partner, LLC
Entity owners
  • Larson Partner, LLC · Member
    direct · owns 75% or more
  • Larson Financial Holdings, LLC · Holding Company
    indirect · owns 50% to 75% of Larson Partners Opportunity Zone, LLC
  • Larson Partners Opportunity Zone, LLC · Member
    indirect · owns 75% or more of Larson Partner, LLC
Related persons
Schedule D 7.A
Advisers that list Larson Wealth Partners as a related person
Offices
Schedule D 1.F, the 25 largest
  • Chesterfield, MO1 employees
What changed
consecutive filings, newest first
  • Advisory employees · 5 to 7
    Nov 18, 2020 to Mar 30, 2021
  • BD registered reps · 5 to 6
    Nov 18, 2020 to Mar 30, 2021
  • HNW clients · 86 to 15
    Nov 18, 2020 to Mar 30, 2021
  • Individual clients · 543 to 530
    Nov 18, 2020 to Mar 30, 2021
  • Employees · 9 to 10
    Nov 18, 2020 to Mar 30, 2021
  • Insurance-licensed employees · 1 to 2
    Nov 18, 2020 to Mar 30, 2021
  • State-registered IARs · 1 to 2
    Nov 18, 2020 to Mar 30, 2021
  • Discretionary RAUM · $155M to $133M
    Nov 18, 2020 to Mar 30, 2021
  • HNW RAUM · $119M to $30.6M
    Nov 18, 2020 to Mar 30, 2021
  • Individual RAUM · $109M to $119M
    Nov 18, 2020 to Mar 30, 2021
  • Non-discretionary RAUM · $74.5M to $18.5M
    Nov 18, 2020 to Mar 30, 2021
  • RAUM · $230M to $152M
    Nov 18, 2020 to Mar 30, 2021
  • Accounts · unset to 2258.0
    Aug 14, 2020 to Nov 13, 2020
  • Advisory employees · 2 to 5
    Aug 14, 2020 to Nov 13, 2020
  • BD registered reps · 2 to 5
    Aug 14, 2020 to Nov 13, 2020
  • Charity clients · unset to 5.0
    Aug 14, 2020 to Nov 13, 2020
  • HNW clients · unset to 86.0
    Aug 14, 2020 to Nov 13, 2020
  • Individual clients · unset to 543.0
    Aug 14, 2020 to Nov 13, 2020
  • Assets in custody · unset to 50000000.0
    Aug 14, 2020 to Nov 13, 2020
  • Employees · 2 to 9
    Aug 14, 2020 to Nov 13, 2020
  • Insurance-licensed employees · 2 to 1
    Aug 14, 2020 to Nov 13, 2020
  • State-registered IARs · 2 to 1
    Aug 14, 2020 to Nov 13, 2020
  • Discretionary RAUM · unset to 155400000.0
    Aug 14, 2020 to Nov 13, 2020
  • HNW RAUM · unset to 118800000.0
    Aug 14, 2020 to Nov 13, 2020
  • Individual RAUM · unset to 109400000.0
    Aug 14, 2020 to Nov 13, 2020
  • Non-discretionary RAUM · unset to 74500000.0
    Aug 14, 2020 to Nov 13, 2020
  • RAUM · unset to 229900000.0
    Aug 14, 2020 to Nov 13, 2020
  • Financial planning clients · unset to 0
    Jun 18, 2020 to Jul 23, 2020
Signals
8 dated events
  • Lisa Michele Walt left Larson Wealth Partners for Larson Financial Group, Llc (registered 2021-12-14)
    Mar 28, 2022 · Advisor changed firm · fact
  • Jan Martha Barnes left Larson Wealth Partners for Larson Financial Group, Llc (registered 2021-12-14)
    Mar 28, 2022 · Advisor changed firm · fact
  • Mitchell Alan Wood left Larson Wealth Partners for Larson Financial Group, Llc (registered 2022-04-25)
    Mar 28, 2022 · Advisor changed firm · fact
  • Richard Allen Vasterling left Larson Wealth Partners for Larson Financial Group, Llc (registered 2021-10-01)
    Mar 28, 2022 · Advisor changed firm · fact
  • Richard Reid Frith Ii no longer registered at Larson Wealth Partners; no later IA registration on IAPD
    Mar 28, 2022 · Advisor departure · fact
  • Paul Douglas Larson no longer registered at Larson Wealth Partners; no later IA registration on IAPD
    Mar 28, 2022 · Advisor departure · fact
  • Larson Wealth Partners's advisors moved to Larson Financial Group, LLC (Minneapolis, MN): 4 of 6 registered, on the same day
    Mar 28, 2022 · Firm absorbed (people side) · derived
  • Larson Wealth Partners filed its initial SEC registration (Form ADV)
    Jun 18, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026